Compliance Officer - London, United Kingdom - Black Swan Group

Description

Compliance Officer (Generalist) – Hedge Fund - London

Our client is a leading hedge fund based in London.

The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices.

They are currently seeking a Compliance Officer to join their Compliance team and contribute to the success and growth of the firm.

As a Compliance Officer, you will play a crucial role in maintaining and enhancing the firm's compliance programme. You will report to the Head of Compliance and will be part of a small team.

The ideal candidate will have an understanding of financial regulations, be able to analyse complex compliance issues, and effectively communicate with stakeholders at all levels.

Prepare and document the compliance monitoring programme including testing

• Advising the business on regulatory change
• Regulatory reporting across multiple jurisdictions
• Creating, managing, and enhancing policies and procedures
• Compliance systems reviews and audits
• Compliance training for staff at all levels including partners
• Ad hoc project work

Bachelor's degree in Finance, Economics, Law, or a related field.

• Substantial generalist compliance experience working for an alternative investment firm.
• Experience with SEC regulatory filings.
• Strong knowledge of UK financial regulations and industry best practices.
• Ability to communicate complex compliance issues clearly and effectively to diverse stakeholders.

If you believe you have the skills and experience to excel in this role and contribute to the firm's continued success, we encourage you to apply.