Senior AML/MAR Compliance Officer - Royal Tunbridge Wells, United Kingdom - Meraki Talent

Description

Meraki Talent are currently working with an Investment Management company with a strong stock brokering background.

There is an excellent opportunity for a Senior AML/MAR Compliance officer to join their team, this role is based in Kent and operates on hybrid model. This is 6 month contract role.

This role will report directly to the head of compliance
Key Responsibilities include.

• Assist in managing the risk within the AML/NAR regulations
• Ensuring the firm meets all regulatory requirements and or conduct risks
• Assist the head of compliance with oversight of the financial crime framework including market abuse, Sanctions, KYB, CDD, counter terrorist - financing and fraud
• Undertake checks to ensure core controls within AML and MARs are followed
• Log receipts of the FCA notice and good practice guidance
• Assist in the preparation of regulatory submission
• Actively maintain and update technical regulatory knowledge

The ideal candidate will have.

• Proven experience working within compliance for a financial services institution with a good experience FCA & regulations governing investment/ stockbroking business
• Knowledge of AML and MAR regulations
• Proven experience in compliance and risk management
• Risk and control procedures
• Excellent written and verbal communication skills
• Proven experience to mentor and manager junior members of staff

Please be advised there is no sponsorship available for this role.

They are looking for a candidate who is analytic, flexible, great at planning and organising they will also have great people management skills and can manage information well.