Compliance Officer - London, United Kingdom - Black Swan Group

Description

Job Description

Surveillance Compliance (AVP/VP)

Our client is a global investment bank, who are seeking a compliance professional to take on a position in the firm's markets surveillance function.

Your responsibilities will include:

• Assist in performing daily surveillance of trading to ensure compliance with relevant regulations.
• Investigating potential instance of market abuse and rule breaches and product detailed reports highlighting the abusive behaviour.
• Play an important part in delivery of a variety of initiatives across surveillance i.e. system testing and implementation.
• Help to improve current systems and processes.
• Be the point of contact for policies and procedures that impact the surveillance space.
• Produce and analyse reports.

As a successful applicant you will have:

• Demonstrated experience in the surveillance function of a financial services firm, preferably with experience of the equities markets.
• A working knowledge of the relevant FCA rules and regulations.
• Experience in surveillance project delivery.
• Strong attention to detail.
• Excellent communication skills both verbal and written.

For more information on this role, please contact