Compliance Advisor - London, United Kingdom - M&G plc.

Description

At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities .

To help us achieve our vision we're looking for exceptional people who live our values of care and integrity and who can inspire others; embrace change; deliver results and keep it simple.

We will consider flexible working arrangements for any of our roles and also offer work place accommodations to ensure you have what you need to effectively deliver in your role.

This role forms part of the Public Markets Compliance Advisory team.

Given the MGG business growth agenda both locally and internationally, the recruitment of this role is required in order to continue to support the business with their plans and to ensure we have the right capability and capacity within the team.

Key role specific accountabilities

• To support the MGG Senior Compliance Manager through provision of Compliance advisory and oversight activities in relation to Investments Compliance Advisory, Public Markets.
• Responsible for provision of high quality proactive and reactive advice on Investments Compliance helping the business meet regulatory expectations and good industry practice.
• Provide Compliance advice on Investment related processes including but not limited to Trade Order and Mandate Management, markets and instruments, ESG, Eligible Instruments, Trade Reporting, Business Expansion, Communication Recording, Overseas Investment Licences e.g. QFII, SEBI etc.
• Represent Investments Compliance Advisory, Public Markets in the provision of appropriate subject matter input and resources to assist the business in delivering change.
• Participate in regional and global initiatives and projects related to Investments Compliance Advisory, Public Markets.
• Provide Compliance advice and support in the integration of regulatory developments applicable to Public Markets.
• Provide input to the Compliance Monitoring & Assurance Team regarding Public Markets.

Key knowledge, skills and experience

• An awareness and understanding of the wider business, economic, regulatory and market environment in which M&G plc operates.
• An understanding of public market asset classes including Equity, Multi Asset, Fixed Income.
• Knowledge of Investment related regulations including but not limited to UCITS, NURS, FCA SYSC, COBS, SUP as well as MiFiD, MiFIR, AIFMD, EMIR, SFTR and CSDR.

Qualifications Educated to degree level, or equivalent qualifications/experience and/or professional qualification.


Experience Level:
Experienced Colleague


Recruiter:
Helen Simons

We have a diverse workforce and an inclusive culture at M&G plc, underpinned by our policies and our employee-led networks who provide networking opportunities, advice and support for the diverse communities our colleagues represent.

Regardless of gender, ethnicity, age, sexual orientation, nationality or disability we are looking to attract, promote and retain exceptional people.

We also welcome those who take part in military service and those returning from career breaks.