Risk and Ethics Officer - City of London, Greater London, United Kingdom - CMC Markets

    CMC Markets
    CMC Markets City of London, Greater London, United Kingdom

    2 weeks ago

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    Description
    CMC Markets have an exciting opening for KYC/AML Remediation Officer on a 3 month fixed term contract.

    You will play a vital role in ensuring the integrity of clients through the highest standards of regulatory compliance, risk assessment, and due diligence within our organisation.


    This role is a great opportunity to join an established Fintech business and will play a key part in ensuring the business meets its regulatory objectives.


    This role is based onsite at our London Liverpool Street office 5 days per week


    Assist in reducing financial crime risk by effective application of the Group Financial Crime, Anti Money Laundering, Sanctions, Terrorist Financial and Bribery & Corruption standards as issued from time to time.


    • Review and analyse complex client profiles and documentation to make risk-based decisions in accordance with established procedures. Your keen eye for detail and ability to assess risks accurately will contribute to maintaining the integrity and security of our client base.
    • Review and assess Source of Wealth information and documentation collected by the first line of defence and advise on anything additional that is required considering financial crime risks.
    • Undertake review of accounts and alerts that have flagged, and alerts generated through payment reports.
    • Build and maintain a good working relationship with key business personnel, guiding and supporting the business to ensure the existence of a strong risk culture with robust supporting systems and controls.
    • Keep up to date with regulatory requirements around Anti Money Laundering, Bribery and Corruption, Financial Crime including Market abuse and Insider Dealing, Countering the Financing of Terrorism and Financial Sanctions.
    • Relevant experience KYC / Compliance within financial services is desirable
    • Must have a detailed understanding of KYC and CDD processes and compliance requirements.
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