- A confident and collaborative team player
- Strong attention to detail
- Self-motivation and a good work ethic
- Great communication skills and the ability to organise and prioritise your workload
- A minimum of 25 days holiday which increases with length of service. Plus the option to buy and sell holiday
- An annual salary review
- Payment of any professional subscriptions relevant to your role
- Life assurance, which includes access to a smart health app
- An employee assistance programme for you and your family
- One volunteering day per year
- Cinema society discounts
- Bupa health and cash plans available
- Electric car and cycle to work schemes
Compliance Officer, Financial Planning - Bristol, United Kingdom - Albert Goodman LLP
Description
We're looking for a Compliance Officer to join our growing Financial Planning team in Taunton to provide support to our Compliance Director.
Our Financial Planning team offer advice on every aspect of financial planning, including investments, pensions, mortgages and later life finances. This is a highly regulated industry, and therefore it's essential that we have processes in place to ensure we comply with all legal requirements.
This role will involve working alongside our Financial Planning Advisors and the rest of the team to ensure the best client outcomes are achieved in line with regulator guidelines and internal processes. You'll be communicating with clients and providers to ensure new and review business is completed to a great service standard.
On a day to day basis you'll be involved with a variety of aspects such as reviewing and updating compliance documents/procedures, assisting with training, supporting with complaints handling, undertaking client reviews, and ensuring we have reliable management information.
What we need from you
We aren't needing specific experience for this role; it would be perfect for a recent graduate, or candidate looking to start a compliance career in Financial Services. We'll work with you to grow your skills, and we have training and qualification routes available.
What we can give you in return
We offer a fantastic place to work with a competitive and flexible benefits package. This includes:
About AG
Albert Goodman is a firm of Chartered Accountants, Tax Consultants and Financial Planners, providing high-quality advice to over 5000 local and national businesses and individuals.
We are friendly, fair and forward thinking with a can-do attitude. We collaborate to achieve, and pride ourselves on being trustworthy, progressive and impactful .
Our people are vital to our continued success and we are always looking to train and develop individuals who could be our future Partners and leaders.
Albert Goodman are committed to encouraging equality, diversity and inclusion amongst our people. We are an equal opportunities employer, and offer an environment where candidates and colleagues feel valued. We ensure that no applicant or employee receives less favourable treatment on the grounds of age, race, religion or belief, disability, gender reassignment, marital status, pregnancy, sex or sexual orientation. We welcome applicants who can bring new perspectives and experiences, that not only help drive our business forward but make this an exciting firm to be part of.
What sets us apart
A career at Albert Goodman can be a varied and rewarding one. We embrace future change and development. By hiring from within and investing in a range of training programmes, we give you the chance to develop and evolve your career, no matter which route you want to take. We recognise that professional development goes beyond building specialist skills. Everyone is encouraged and supported to engage in wider training and networking to create a well-rounded experience.
We form inclusive relationships that deliver. We celebrate difference and empower people to bring new ideas, solutions, and perspectives.
We make a positive difference to those with whom we work, as well as in our communities and the environment.
We are proud that we are the Best Companies 2022 and 2023 number one accountancy firm to work for in the UK, as well as an "Outstanding Place to Work" and a top 25 employer in the South West We offer a fantastic place to work with a competitive and flexible benefits package.
No 1 accountancy firm to work for in the uk 2022. Best accountancy firmto work for in the uk 2022. let's
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It is out with the old and in with the new.
Introducing our new look. Modern, bold and progressive. Just like our evolution over the past 158 years. We are proud of who we are, what we offer and our journey so far. It only seems right to have a confident, bold new look to reflect that. So, here it is. Look out for our new branding because let's face it, it's hard to miss.We are looking for seniors and managers to join our growing Audit teams in Taunton and Bristol.
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