Compliance Analyst - London, United Kingdom - Edenbrook

Description

Job Description

New Compliance Analyst (Business Conduct) opportunity working with a global specialty insurer. Reporting into the Compliance Manager, this is an important role within the international Compliance team, supporting the culture of compliance and good governance across a range of group companies.

Key Responsibilities:

• Provision of regulatory and procedural advice in respect of all matters relating to business conduct
• Assist with the development and maintenance of the Product Governance framework, policies, procedures and record keeping
• Assist with Product Assessments (member of Product Assessment Team)
• Monitor Customer Outcomes, including the preparation of MI / dashboards
• Fulfil the actions assigned to Compliance re. Broker and Cover Holder onboarding and reviews and Complaint Handling, including record keeping and regulatory returns
• Respond to referrals, questions and information requests from business stakeholders
• Assist with the implementation of the firm's Product Governance tools and processes
• Investigate Business Conduct related matters in the event of issues arising
• Co-ordination of the reporting Product Governance matters to relevant regulators
• Assist the Compliance Manager (Advisory) with the preparation and delivery of training and horizon scanning vis. Product Governance related matters
• Preparation of status reports
• Assist the Head of Compliance with the implementation of the Compliance Plan and the management of the Compliance function

What you require for the role

A strong working knowledge of relevant regulatory requirements pertaining to Business Conduct, Product Governance and Customer Outcomes (preferably Lloyd's, FCA, PRA, CBI and BMA