Compliance Manager - London, United Kingdom - eFinancialCareers

eFinancialCareers
eFinancialCareers
Verified Company
London, United Kingdom

1 week ago

Tom O´Connor

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Tom O´Connor

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Description

A niche Investment business is looking to hire a Compliance Manager, specialising in Insurance, to join their small Compliance function.

The role is a Generalist Compliance role that will work closely with the Legal team and advise the business on a dailybasis.


Main Responsibilities

  • Update policies and procedures to ensure the businesses operate within FCA rules and industry best practice
  • Review and approve financial promotions/marketing materials
  • Create the annual compliance training plan to ensure that all FCA training requirements are met.
  • Maintain and develop, as necessary, the current compliance and operational risk framework
  • Complete regulatory compliance monitoring and testing to ensure the business adhere to controls processes
  • Keep abreast of changes in regulation in all relevant jurisdictions

Job Requirements:


  • At least 5 years Compliance experience working within an Insurance business.
  • Experience of ATE Insurance, preferable.
  • Degree Educated.
  • Excellent communication skills both written and verbally.
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