Senior Regulatory Reporting Executive - London, United Kingdom - Royal Bank of Canada
Description
Come Work with Us
At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.
Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.
Job Title
Senior Regulatory Reporting Executive
What is the opportunity?
Oversight and supervision of a team of regulatory reporting professionals responsible for RBC BlueBay's, and it's clients and funds, daily regulatory reporting and periodic regulatory filings
What will you do?
- Daily EMIR, ASIC and MiFIR Transaction Reporting
- Performance of periodic controls and oversight to ensure complete and accurate reporting
- Periodic coordination and filing of European and US regulatory filings
- Liaison with Front Office, Compliance, Operations, Technology and other internal stakeholders to resolve issues identified in a systematic, scalable and robust manner
- Perform review and critique of exception/rejection resolution
- Oversee the daily and periodic report and control processes, producing metrics and trend analysis to demonstrate the success of the team
- Take ownership for process improvements
- Conduct reviews of new funds and accounts, ensuring these meet regulator reporting requirements
What do you need to succeed?
Must-have
- Solid experience leading an operations team (regulatory or otherwise) OR
- Extensive experience within a Regulatory Reporting operational role at an asset manager or other financial services firm
- Familiarity with UK and European regulations
- Be a strong leader with experience in managing daytoday reporting functions
- Solution focused individual with a desire to use their own initiative
- Excellent organisational skills, ability to undertake a number of tasks and projects concurrently
- Ability to coach and train junior members of the team
- Sets high standards of performance for self and strives to meet challenging objectives. Acts with integrity and within both the spirit and the letter of RBC BlueBay's principles, policies and procedures.
- Displays a positive and energetic attitude, gets involved and proactively seeks out opportunities to advance the business
- Good proficiency in MS Word, MS Excel and MS PowerPoint.
- Proficiency with VBA a bonus
What is in it for you?
We thrive on the challenge to be our best - progressive thinking to keep growing and working together to deliver trusted advice to help our clients thrive and communities prosper.
We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Opportunities to work with the best in the field
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and highperforming team
- A worldclass training program in financial services
- Flexible working options fully supported.
Job Summary
Address:
London, United Kingdom of Great Britain and Northern Ireland
City:
GBR-GREATER_LONDON-LONDON
Country:
United Kingdom
Work hours/week:
35
Employment Type:
Full time
Platform:
Wealth Management
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
Application Deadline:
Inclusion
and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth.
We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work.
We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
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