Cass Controls Officer - London, United Kingdom - Compliance Professionals
Description
THE COMPANY:
Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis.
THE RESPONSIBILITIES:
- Support the design and development of the UK entity CASS control framework
- Assist in the development and maintenance of a strong culture of controls
- Work with the CASS Officer to maintain the CASS documentation and policies
- Assist in drafting analytical papers
- Assist in the preparation of monthly MI reports
- Preparation of CASS MI reporting
- Assist in the preparation and review of FCA regulatory returns
- Invitee to the CASS Committee
- Other ad hoc duties as required.
EXPERIENCE REQUIRED:
- A minimum of 24 years' experience in a CASS officer/associate role within financial services, preferably within a CFD and Spread Betting firm
- Expert understanding of the CASS regulations and the wider regulatory landscape
- Strong analytical and problemsolving skills
- Excellent attention to detail
- Strong communication and interpersonal skills
- Ability to work independently as well as part of a team
Location:
London
Specialism:
Monitoring
Salary:
£Market rate
Type:
Permanent
Reference:
18877
More jobs from Compliance Professionals
-
Compliance Officer- Generalist
London, United Kingdom - 2 weeks ago
-
mlro (smf17)
London, United Kingdom - 1 week ago
-
Compliance Analyst Temp
London, United Kingdom - 3 weeks ago
-
Private Banking Officer
London, United Kingdom - 1 week ago
-
Senior Compliance Manager, Policy
London, United Kingdom - 1 week ago
-
CASS Controls Officer
London, United Kingdom - 1 week ago