Compliance Manager - London, United Kingdom - Acquinex

Description

The Role:To assist the Head of Risk and Compliance in the implementation and enhancement of a robust second line risk and compliance function across Acquinex. The Compliance Manager role is designed to Operate at senior levels on strategic and more material matters; and provide specialist risk and compliance oversight and expertise to Acquinex.Responsibilities:

• Assist in the design and execution of risk-based and proportionate risk and compliance strategy.
• Manage the development and implementation of risk and compliance frameworks, including systems, controls, policies, procedures, training, and monitoring.
• Provide pragmatic and commercially sensitive regulatory support, advice, and oversight.
• Liaise with regulators, including responding to routine queries, audits, investigations, and thematic reviews.
• Lead risk and compliance projects.
• Keep abreast of regulatory developments, effectively interpret the impact of these on the business and provide detailed guidance, support, and oversight on the successful implementation of these changes.
• Work closely with the business to ensure the remediation of breaches, trends and systemic exposures are effectively managed, and ensure that detective and preventative controls are in place to prevent similar issues in the future.
• Execute routine, risk-based monitoring of relevant business activities and related policies and procedures.