Ad Regulatory Compliance - London, United Kingdom - Compliance Professionals

Compliance Professionals

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

THE COMPANY:

Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week.

THE RESPONSIBILITIES:

Assist in the management, supervised by the Director, Risk & Compliance, of the risk and compliance programs and strategic initiatives, including:
Implementation and monitoring of the risk strategy, plans and policies
Providing advice on all regulatory matters impacting business objectives
Initial, annual and ad hoc compliance and risk management training for existing staff
Management and liaising with regulators
Liaison with and management of external legal and internal audit providers
Meeting statutory and regulatory compliance requirements for managed products / clients
Assist in the management of the Insurance program
Contributing to all other strategic projects as directed by the Director, Risk & Compliance
Supporting the delivery of risk governance within the firm, including management and Board committees charged with overseeing risk and compliance matters
Working collaboratively with all key stakeholders (including the Executive Director and/ or Directors, Risk & Compliance)
Input and support across the global Risk & Compliance function
Liaising with and management of external service providers
Providing regulatory advice and analysis with regards to regulatory matters

EXPERIENCE REQUIRED:

Significant related industry experience in compliance roles; This can include experience within legal and risk roles also.
Sound understanding of risk management frameworks and compliance requirements
High level knowledge of all regulatory requirements impacting the Business

For further information, please contact Duncan Jeffery

Location:

London

Specialism:
Monitoring

Salary:

£100,000-£120,000 DOE

Type:
Permanent

Reference:
18705