Compliance Officer - Edinburgh, United Kingdom - Anderson Strathern
Description
We have a new role for a Compliance Officer within our Risk & Compliance department, based in either Edinburgh or Glasgow.
The role:
You will support and report to the Risk Strategy Manager in ensuring that the firm's systems and controls meet the firm's legal obligations.
You will be responsible for:
- Supporting the delivery of proactive regulatory compliance within the firm
- Supporting the Risk Strategy Manager:
- ensuring the firm complies with requests and requirements to maintain membership of mortgage lending panels
- completing and submitting Information Returns on a six-monthly basis to the Lobbying Register in compliance with the Lobbying (S) Act 201- assisting the Data Protection Officer (DPO) in delivering the firm's obligations under the Data Protection Act 201
- Supporting Risk Strategy Managers in monitoring the firm's compliance strategy:
- liaising with departments and statutory role holders to ensure all firm risks and issues are captured in the Risk Register in line with the firm's Risk Management Policy
- conducting monitoring activities such as thematic file and process reviews
- liaising with stakeholders to update risks, controls, and remedial actions
- assisting with reports to the Head of Risk and Compliance (or Deputy) on the status of the firm's risk profile
- Any other compliance activities, required by the firm
What you will need to succeed:
- strong commitment to deliver results and make a meaningful contribution in a team environment
- strong stakeholder management skills
- ability to convey large and complex information in a simple and concise manner
- accuracy in all aspects of your work ensuring all is to a high standard
**Anderson Strathern are an equal opportunities employer. Our policy is to recruit, develop, nurture and retain a diverse workforce following the guidelines of the Equality Act 2010.
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