Compliance executive - Mile End, United Kingdom - Pure Resourcing Solutions Limited

Compliance Executive

1 week ago

**Roles & Responsibilities**: · - Your primary role involves offering expert advice on technical compliance issues such as UK/EU EMIR and MiFIR Transaction Reporting, Best Execution, Conflicts of Interest, Algorithmic Trading, Trading venue, and Exchange Rules, Product Governance ...

Compliance Executive

3 weeks ago

**COMPLIANCE EXECUTIVE- IFA/DFM COMPLIANCE & FILE REVIEW EXP WITH L4 OR CEMAP QUALS REQUIRED** · **Ref: 3901D** · **£50K - £60K + good benefits & bonus · - West End** · Our client, a leading IFA & Fund Manager, seeks a new executive to assist in the provision of high quality comp ...

Compliance Executive

3 weeks ago

**Client Details** · The client is a Financial Services firm specialising in investment-led asset management. They are looking for a Compliance Executive, who has previously done compliance monitoring, to join the team in South West London. The Compliance Executive role requirest ...

Compliance Executive

3 weeks ago

**COMPLIANCE EXECUTIVE- IFA/DFM FILE REVIEW EXPERIENCE REQUIRED** · **Ref: 3922D** · **£45K - £50K + good benefits & bonus · Hybrid (West End)** · Our client, a particularly interesting IFA & Fund Manager, seeks a new executive to assist in the provision of high quality complianc ...

Compliance Executive

3 weeks ago

**_Every great story has a new beginning, and yours starts here._** · **_ Welcome to Warner Bros. Discoverythe stuff dreams are made of._** · **Who We Are ** · When we say, "the stuff dreams are made of," we're not just referring to the world of wizards, dragons and superheroes, ...

Compliance Executive

3 weeks ago

**Key Responsibilities** · - Work with the Global Compliance Manager to deliver the annual Compliance & ESG Plans · - Collect and analyse core compliance data across all relevant business areas · - Co-ordinate of regional internal data privacy conferences and Data Protection meet ...

Compliance Executive

1 week ago

**Location** · Weybridge/London · **Application Deadline** · Friday, May 31, 2024 · **Job Summary** · **About us**: · Foster Denovo currently boast over 120 Financial Advisers supported by around 250 employees across eight Foster Denovo offices throughout the UK. We have the scal ...

Compliance Executive

3 weeks ago

* Hybrid working · - Independent financial advice firm · - Diploma in financial planning or equivalent · Fram are working with a London based independent financial advice firm. Due to growth within the business, they are seeking an additional member for their compliance team. The ...

Compliance Executive

3 weeks ago

Hybrid working · - Independent financial advice firm · - Diploma in financial planning or equivalent · Fram are working with a London based independent financial advice firm. Due to growth within the business, they are seeking an additional member for their compliance team. The r ...

Compliance Executive

3 days ago

**Responsibilities**: · - Develop and implement strategic plans for the organisation. · - Provide leadership and direction to staff. · - Monitor the performance of the organisation and take corrective action as needed. · - Manage financial resources and ensure compliance with app ...

Compliance Executive

1 week ago

Are you experienced within Compliance with a wealth management background looking for your next step up the ladder? Reporting to the Head of Compliance within this fast-growing London based independent IFA firm, you will be required to maintain a collegiaterelationship with both ...

Compliance Executive

1 week ago

**Is this the role for you?** · To ensure all programming, across all platforms including PSB, Streaming and Video On Demand & FAST services are thoroughly researched and accurate, in-keeping with audience needs and expectations, stays in sync with appropriate regulators includin ...

Compliance Executive

2 days ago

**Job Summary** · **Who are we** · The 1st Formations Group is a market leader in the company formation industry. We have developed a reputation for quality products and customer service excellence over many years and have ambitious plans to further expand our operations in the n ...

Compliance Executive

1 day ago

My client is a well established Wealth Manager and DFM with an ultra high net worth client base in the sports and entertainment sector. · Due to expansion an additional compliance officer is sought to support the Head of Compliance and existing team. · You will be responsible for ...

Compliance Executive

3 days ago

Are you experienced within Compliance with a wealth management background looking for your next step up the ladder? Reporting to the Head of Compliance within this fast-growing London based independent IFA firm, you will be required to maintain a collegiaterelationship with both ...

Safety and Compliance Executive

1 week ago

**JOB PURPOSE**: · As part of the GBI stations team, the Safety & Compliance Executive supports the Regional Stations Manager (RSM) by ensuring safety & security standards and emergency management are consistently complying with the company's local safety standards and policies. ...

Compliance Advisory Executive

1 week ago

We have an opportunity for a Compliance Executive · - Advisory to join our Compliance department. You will report to the Compliance Advisory Manager and will be responsible for assisting the Head of Compliance with the management of the firm's compliance framework and activities. ...

Junior Compliance Executive

3 weeks ago

A unique opportunity has arisen to join a successful business in the gambling sector as a Junior Compliance Executive. Being a part of a friendly team in London, this is a hybrid role where the main responsibilities will cover: · - Provide support to the AML Team. · - Document ve ...

Senior Compliance Executive

2 weeks ago

**About us**: · We invite you to come grow with us. · Research Partnership (part of Inizio Advisory) is one of the world's largest pharma market research and consulting agencies with over 300 researchers, consultants, project managers and support staff. Our teams are located acro ...

Compliance Monitoring Executive

3 weeks ago

Responsibilities: · The incumbent shall work to implement and undertake monitoring of communications across all the bank's business lines. He/she will give input for the design of new communication monitoring strategies. · - Undertake communication monitoring using Voice and E-Co ...