Paraplanner - South Ashford, United Kingdom - Specialist Financial Recruitment Limited

Specialist Financial Recruitment Limited

Verified Company

South Ashford, United Kingdom

3 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Our client is an independent adviser operating throughout the South of England providing friendly, helpful & impartial independent financial advice from the whole of market.

They look after over £125 million of client money and hold a significant proportioninvested in their portfolio service. Due to continued growth they are looking for an experienced
Paraplanner to join their existing team.

Key responsibilities include:

Preparation of suitability reports from approved templates
Draft templates for approval
Obtain relevant quotations from providers
Process new business
Obtain client information
Obtain policy information
Demonstrate principles of Treating Customers Fairly in all customer dealings
Communicate easily understandable recommendations to customers in all cases, and in writing
Aware of and complying with the rules of the FCA and the set procedures of the business to achieve compliance
Comply with the requirements laid down in the Compliance and Administration procedures
Create compliant client files where all communications are documented correctly
Support the provision of good quality advice and service that does not require customers to make complaints
Complete CPD activity to meet identified needs and complete training activity records accordingly
Ensure any rule breaches are brought to the attention of the Senior Management Develop and maintain the highest possible compliance standards in all aspects of the business
Such tasks that the Director(s) may consider appropriate to your role, training and experience