Compliance Advisory Director, Private Side - London, United Kingdom - eFinancialCareers
Description
This is a fantastic opportunity to work alongside a team of high-calibre Advisors, responsible for facing off to front office colleagues.
As a Compliance Advisory Director you will also be responsible for:- Managing relationships up to Board-level within the bank, ensuring the bank is meeting regulatory requirements, both in the UK and globally.
- Providing advice on transactions, new products, regulatory developments etc
- Liaising with external bodies such as the FCA
- Implementing Compliance policies and initiatives as required
- Extensive experience in Private Side Compliance
- SMElevel knowledge of regulations relating to ECM, DCM, M&A etc.
More jobs from eFinancialCareers
-
Senior Fixed Income Investment Product Specialist, Asset Management, London
London, United Kingdom - 1 week ago
-
Quantitative Strategist, Tier 1 Quantimental
London, United Kingdom - 2 weeks ago
-
Markets Lawyer
London, United Kingdom - 2 weeks ago
-
CRM Strategist
London, United Kingdom - 3 weeks ago
-
Macro Compliance Manager Emea
London, United Kingdom - 3 weeks ago
-
Plm Engineer
Manchester, United Kingdom - 2 weeks ago