Head of Compliance - Remote, United Kingdom - Integer Resourcing Limited

Integer Resourcing Limited

Verified Company

Remote, United Kingdom

1 week ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

My client is a small but established
Financial Services provider based in Birmingham. Due to a recent resignation they are currently recruiting for a
Head of Compliance.
Reporting to the
Chief Risk Officer and supervising a small team, your main responsibilities will include;

Responsible for oversight of the firm's compliance framework
To act as a first point of contact for regulatory bodies including FCA and PRA
Report quarterly to the Risk and Compliance Committee
Lead on regulatory challenge to the business strategy
Maintain the firm's Management Responsibilities Map
Lead the compliance update in Risk and Compliance Committee meetings
To provide oversight of the Compliance function's daytoday activities.
Ensure timely and accurate submission of required regulatory reporting
Ensure the compliance function provides advice and support to the business
Respond to alleged breaches of regulations by the regulated firms
Liaise with regulatory bodies/industry bodies and peer groups to ensure best compliance practice
Ensure compliance oversight and signoff on customer documentation, marketing, and financial promotions as required by the FCA
Establish a compliance plan detailing regulatory changes, activities and resources
Ensure training is provided to the business on compliance and regulatory areas
To oversee complaints process

You will be a Compliance professional from the Financial Services sector with a minimum of 5 years experience. Insurance experience is desirable although not essential. My client offers an attractive salary and benefits package.

Remote/Hybrid working - 1-2 days a month in the office

Salary:
£75,000.00-£80,000.00 per year

Schedule: