Roopsi Gulati

Experienced and passionate CFE, with over three years of experience conducting AML, forensic intelligence and investigations, Due Diligence and KYC for large organizations.

Currently, I am working as an Anti-money Laundering Analyst at Bloomberg. My role entails conducting ongoing screening and monitoring of all clients’ transactions on the Bloomberg Trading platform. I successfully oversee and refine customer screening programs, demonstrating a keen ability to pinpoint and mitigate risks with precision and care, thus making me prepared to be involved in QA/QC. Additionally, I am well-versed in conducting on-boarding and ongoing customer due diligence, EDD, CDD and participating in process improvement and regulatory reviews. This extensive role also relies on me liaising with MLRO and DMLRO regarding any escalations in order to mitigate any risk, keeping up to date with FCA, FATF, EU Directives, Proceeds of Crime Act, JMLSG, and sanctions, thus making me well-versed in the landscape of financial crime with knowledge of myriad of financial crimes laws and regulations. This experience has equipped me with the ability to play a pivotal role in strategic projects within the AML function. 

Over the course of my career, I have honed my skills in identifying and mitigating fraudulent activities, conducting KYC, AML, SDD, CDD and EDD from financial crime perspective on a diverse range of client types, with a particular focus on enhanced due diligence, complex ownership structures, fund entities, trusts, and Special Purpose Vehicles (SPVs), and thereby have a hands-on understanding of Financial Crime Risk. I have developed a strong analytical mindset and honed my investigative skills, enabling me to efficiently identify unusual activities and provide critical support to decision-making processes. I have experience in undertaking client and company research using various databases and publicly available information, as well as drafting Suspicious Activity Reports ("SARs") for submission to law enforcement agencies.

MSc. Criminology and Criminal Justice

City, University of London, London

SEPTEMBER 2021 — SEPTEMBER 2022