Specialist - London, United Kingdom - De Beers Group of Companies

De Beers Group of Companies

Verified Company

London, United Kingdom

1 week ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

**Company Description

You're talented and adaptable. That's why you'll fit in.**As well as discovering, mining and processing many of the essential raw materials that enable, support and enhance modern life, our global business is involved in selling and marketing products copper, platinum and other precious metals, iron ore, coal and nickel. Through our business, we are able to offer innovative solutions to meet our customers' specific challenges. This includes physical products, logistics and technical support, as well as pricing and financing solutions.

**Job Description

What You'll Do**The Marketing Compliance Specialist is responsible for ensuring the Marketing teams strictly adhere to and comply with Internal Group policies and procedures and externally driven regulations, resulting in a wellcontrolled Marketing organisation, where losses due to governance failure or noncompliance with regulations are avoided.

Performance & Delivery

Implement Anglo American's Marketing compliance programme, including policy drafting, KRI definition, training for all commercial staff etc.
Provide compliance advisory service to the Marketing BU Front, Middle and Back Office teams to advise on Marketing and Trading activities and how impacted by relevant external regulation, including:
MiFID II, Anti-bribery & Corruption compliance, Competition Law and Market Abuse (MAR/ MAD) compliance, other social, ethical, and environmental regulations
Implement monitoring and reporting processes using trader surveillance tools, to enable the prevention and detection of Market abuse, and the detection and reporting of "suspicious" orders or transactions
Monitor the external regulatory environment for changes that impact the Marketing BU, and update compliance Framework and materials accordingly.
Work with Group Legal to understand the implications of the upcoming regulation and devise implementation plan for Marketing/ Anglo American.
Ensure all Marketing Executives and employees are fully aware of their compliance responsibilities and duties through the provision of an annual training plan (online and face to face), regular written and face to face communications and the provision of Marketing specific guidance documents.
Maintain the 'relevant employee' model for Marketing BU where employees are assigned a compliance profile in accordance with the compliance risks faced by their role, and maintain training plan accordingly
Assist Group Policy Owners to tailor training materials for Marketing BU focus (includes Anti-Trust with Group Legal, and Business Integrity with Group EBCT). Assist in the provision of training to Marketing employees. Ensure training provided to all relevant Marketing Employees in accordance with their risk profile.
Embed Compliance culture in Marketing Business Unit, be point of contact in Singapore office for training and queries
Perform the annual Compliance Risk Assessment process to identify and manage Marketing Business Unit's compliance risks and assist with Group Risk Assessment process.
Provision of monthly/ quarterly reporting on training completion, GEH/ COI submissions and other Compliance issues/ declarations.

**Qualifications

What we're looking for*
University degree in relevant field, such as Law, Accounting or Economics
5 years min experience in compliance with focus on commodities ie
Base Metals OR PGMs is an advantage:
Ideally experience of compliance/ risk management in a trading environment
Commercial or investment banking background considered
Legal/ General Counsel experience
Experience of working with detailed legal/ policy documentation regarding UK/ EU/ International Regulations
Experience within a complex organisation across different countries and jurisdictions, cultures, interfacing with internal and external stakeholders.
Experience of working in a regulated industry.
Experience in Trade Surveillance (Market Abuse)
In depth knowledge of Anti Bribery & Corruption and Competition Laws

**Additional Information

Who we are**Anglo American is a global diversified mining business. Our portfolio of worldclass mining operations provides the metals and minerals that make modern life possible. We use innovative practices and the latest technologies to discover new resources and mine, process, move and market our products to our customers around the world. As a responsible miner of diamonds (through De Beers), copper, platinum and other precious metals, iron ore, coal and nickel we are the custodians of what are precious natural resources. We work together with our key partners and stakeholders to unlock the sustainable value that those resources represent for our shareholders, the communities and countries in which we operate and for society at large. Anglo American is reimagining mining to improve people's lives.

What we offer