- Lead the regulatory compliance program within the Investment Banking department.
- Fulfil the role of MLRO (SMF 17), ensuring regulatory requirements are adhered to.
- Implement and manage regulatory risk assessments and audits.
- Be hands on and a doer
- Engage with regulators and internal stakeholders on compliance matters.
- Develop and update compliance policies and procedures in line with regulatory changes.
- Provide training and guidance on compliance matters to staff across the organisation.
- Report to the Head of Compliance on compliance activities and initiatives.
The Successful ApplicantA successful MLRO (SMF 17) and Deputy Head of Compliance should have:
- An academic degree in a related field such as finance, business, or law.
- Proven expertise in regulatory compliance within the financial services industry.
- Strong knowledge of Investment Banking operations and related regulatory requirements.
- Have experience in emerging markets ideally in a small/ mid sized bank
- Excellent communication skills, with the ability to engage with regulators and internal stakeholders.
- Strong analytical and problem-solving abilities, with a keen eye for detail.
What's on Offercompetitive package, please note this is a 5 day in office role.
- An academic degree in a related field such as finance, business, or law.
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MLRO (SMF 17) and Deputy Head of Compliance -Investment Banking - City of London, United Kingdom - Page Executive
Description
About Our Client
A small Investment Bank with aggressive growth plans, specialising in Emerging Markets.
Job Description
