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Compliance Monitoring Officer
3 weeks ago
Willow Resourcing Greater Manchester, United KingdomLooking for a great developmental Compliance Monitoring opportunity with a high degree of flexible working? · That's what's on offer here. You'll get to work for a great Head of Compliance with a proven track record of developing their teams. And you'll only be required to go int ...
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Compliance Monitoring Officer
1 week ago
Page Personnel - UK Manchester, United KingdomReputable financial services business · - Permanent opportunity · **About Our Client**: · One of the region's most reputable businesses, the company has a long term vision to continue as a leader in its industry and continue growing through acquisition, digital transformation and ...
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Compliance Monitoring Officer
1 week ago
ST Resourcing Ltd Manchester, United KingdomCompliance Monitoring Officer · Location - South Manchester · Salary - £37,000 - £45,000 · Have you reached your ceiling in your current company and are now looking to work for a well-established Compliance Consultancy firm. · Are you fed up with just working on simple cases wher ...
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Compliance Monitoring Officer
1 day ago
AJ Bell Manchester, United Kingdom**Job Description**: · A new opportunity has become available within the compliance team at our Manchester office for a Compliance Monitoring Officer. This is a fantastic opportunity to join one of the UK's fastest growing investment platform businesses where you can expand on yo ...
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Compliance Monitoring Officer
5 days ago
AJ Bell Manchester, United Kingdom**Job Description**: · Do you want to take the next challenging and rewarding step in your career? An exciting opportunity has arisen to join the AJ Bell Compliance Monitoring team. This will help further your career in a regulatory environment within financial services and provi ...
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Compliance Monitoring Officer
1 week ago
AJ Bell Manchester, United Kingdom**Job Description**: · Do you want to take the next challenging and rewarding step in your career? An exciting opportunity has arisen to join the AJ Bell Compliance Monitoring team. This will help further your career in a regulatory environment within financial services and provi ...
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Compliance Monitoring Officer
1 week ago
AJ Bell Manchester, United Kingdom**Job Description**: · Do you want to take the next challenging and rewarding step in your career? An exciting opportunity has arisen to join the AJ Bell Compliance Monitoring team. This will help further your career in a regulatory environment within financial services and provi ...
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Compliance Monitoring Officer
3 days ago
AJ Bell Manchester, United Kingdom**Job Description**: · A new opportunity has become available within the compliance team at our Manchester office for a Compliance Monitoring Officer. This is a fantastic opportunity to join one of the UK's fastest growing investment platform businesses where you can expand on yo ...
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Compliance Monitoring Risk Manager
2 weeks ago
Careers In Group Manchester, United Kingdom**Compliance Monitoring Risk Manager** · **The Audit and Risk Recruitment Company* (ARRC) **has been mandated by our client, a global insurance giant, to assist in their search for a Compliance Monitoring Risk Manager, responsible for compliance monitoring reviews including opera ...
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Senior Compliance Monitoring Officer
3 days ago
AJ Bell Manchester, United Kingdom**Job Description**: · **We're recruiting a Senior Compliance Monitoring Officer for our Manchester office.** · **Purpose of the role**: · AJ Bell is a regulated firm and is required by the FCA to "_monitor and, on a regular basis, to assess the adequacy and effectiveness of the ...
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Internal - Compliance Monitoring Officer
1 week ago
AJ Bell Manchester, United Kingdom**Job Description**: · Do you want to take the next challenging and rewarding step in your AJ Bell career? An exciting opportunity has arisen to join the Compliance Monitoring team where full training will be provided. This will enable you to develop a career in a regulatory envi ...
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AJ Bell Manchester, United Kingdom £50,000 - £65,000Manchester or London (Hybrid), United Kingdom · Learn more about our SIPP, ISA, junior ISA and Dealing account. We are now looking for a GRC Analyst to support the GRC Manager in managing and reporting the Information Security Risks faced by Technology Services and Business team ...
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Compliance Monitoring Officer
1 week ago
AJ Bell Management Limited Manchester, United KingdomDo you want to take the next challenging and rewarding step in your career? An exciting opportunity has arisen to join the AJ Bell Compliance Monitoring team. This will help further your career in a regulatory environment within financial services and provide exposure to all area ...
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Compliance Monitoring Officer
1 week ago
First Central Services Manchester, United Kingdom £32,000 - £40,000Location: Haywards Heath or Manchester Salary: £32,000 to £40,000 depending on experience Department: Governance · We're First Central Insurance & Technology Group (First Central for short), an innovative, market-leading insurance company. We protect the things customers love so ...
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Compliance Monitoring Officer
1 week ago
Puilaetco Manchester, United KingdomPurpose of the Job · Quintet Private Bank is a leading private bank in the wealth management sector; we are committed to our client and their families and pride ourselves on our personalised service based on a deep understanding of what clients want to achieve. Compared to other ...
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Compliance Monitoring Officer
3 weeks ago
First Central Services Manchester, United KingdomHaywards Heath or Manchester Salary: £32,000 to £40,000 depending on experience Department: We're First Central Insurance & Technology Group (First Central for short), an innovative, market-leading insurance company. Data drives us. It fuels our outstanding distribution, finance, ...
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Compliance Monitoring Officer Hybrid
3 weeks ago
Heat Recruitment Ltd Manchester, United KingdomCompliance Monitoring Officer role available with a consultancy business that has a range of clients across the financial services market predominantly within wealth management dealing with IFA clients. · You will be conducting file reviews and providing feedback about any compli ...
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Senior Compliance Monitoring Associate
2 weeks ago
Manchester Metropolitan University Manchester, United KingdomAn opportunity has arisen within the International Office at Manchester Metropolitan University to join our growing student visa team. · Specifically supporting the University to meet its responsibilities and obligations to protect its UKVI Sponsor status, you will support the I ...
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Senior Analyst Compliance Monitoring
3 weeks ago
GradBay Manchester, United KingdomOne of the UK's leading law firms with offices in London, Manchester and Liverpool employing over 500 Partners and staff offering a wide range of legal products and services including Family Law, Intellectual Property and Real Estate. · You will join the Risk and Compliance Team ...
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Senior Compliance Monitoring Associate
3 weeks ago
Manchester Metropolitan University Manchester, United KingdomAn opportunity has arisen within the International Office at Manchester Metropolitan University to join our growing student visa team. · Specifically supporting the University to meet its responsibilities and obligations to protect its UKVI Sponsor status, you will coordinator a ...
Senior Analyst Compliance Monitoring - Manchester, United Kingdom - Sherborne Talent Solutions
Description
I have an exciting new opening for a passionate and talented individual to fulfill the role of Compliance Analyst within the financial solutions sector for my incredibly successful award-winning client based in a prime location in Manchester city.
As a Compliance Analyst, you will play a vital role in ensuring regulatory compliance and upholding industry standards within a leading organisation in Manchester.
Implementing and enforcing policies and procedures in accordance with FCA regulations.Conducting compliance reviews, assessments, and presenting recommendations to senior management.
Keeping abreast of regulatory developments and disseminating updates to internal teams effectively.
Reviewing and approving marketing materials and financial promotions within consumer financial services.
Balancing compliance requirements with innovative approaches to marketing copy and designs.
Developing, maintaining, and optimizing compliance workflows to ensure efficiency and regulatory adherence.
Facilitating cross-functional collaboration and effectively managing senior stakeholders.
Drafting, updating, and reviewing compliance policies in line with regulatory requirements.
1-2 years of experience in risk and compliance within an FCA-regulated environment.
~ Proficiency in FCA regulations (CONC, MCOBS, ICOBS, CASS, SYSC, PERG, SUP), data protection/GDPR/PECR.
~ Experience writing and implementing policies and procedures in line with FCA regulations.
~ Ability to conduct research, write articles on compliance issues, and communicate findings internally.
~ Experience reviewing and approving marketing materials and financial promotions for an FCA-regulated business.
~ A proactive attitude towards compliance, offering guidance on regulatory requirements.
~ Comprehensive training and ongoing support.
Clear career progression opportunities.
Healthcare benefits, discounts, and freebies.
Social events and team recognition programs.
Ready to join a dynamic organisation experiencing year-over-year growth in an exhilarating field of financial solutions?