Cass Risk and Assurance Specialist - London, United Kingdom - Audit and Risk Recruitment

Audit and Risk Recruitment
Audit and Risk Recruitment
Verified Company
London, United Kingdom

1 week ago

Tom O´Connor

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Tom O´Connor

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Description

The Audit and Risk Recruitment Company (ARRC) has been mandated by our client, a growing wealth management business, in their search for an Operational Risk Analyst to cover all aspects of documentation reviews (including identifying key risks and controls) across the operational landscape of the business, as the business prepares for a companywide Risk Controls Assessment and implementation of a brand-new Risk and Compliance tool, including CASS reviews


This is a daily rate 6-month contract outside IR35 with a daily rate of up to £600 / day. Hybrid working is on offer with 3 days a week required in the office in Central London (West End).


This position will suit a risk or audit professional with a background and understanding in identifying risk and controls as well as executing documentation reviews within a UK FCA regulated environment.


Job responsibilities

  • Completing process documenting, mapping (flowchart) for GPP's key operating processes. (This will be using Visio when required.)
  • Completing Operational Risk RCSAs for those key processes
  • Working with CASS consultants, to assist the completion of GPP's CASS Risk & Control framework at the same time.
  • Discuss findings with the business and agree appropriate actions with them. This may include assisting with any remedial actions agreed.
  • In due course, obtain sign off from business managers and risk owners on the RCSAs and CASS Risk and Control Framework.
  • Assist in training GPP's Risk Analysts in operational risk assessment and documentation.
  • Assist the business in embedding good operational risk management and CASS practices

Background Requirements:


  • Experience of working for an FCA regulated investment business
  • Experience of delivering CASS reviews
  • Significant experience of reviewing controls framework and QA testing
  • Significant risk and documentation review experience (internal/external audit may also be considered)
  • Previously been involved in flowcharting, RCSAs
  • The ability to walkthrough and analyze key business processes and identify associated risks and controls and document their conclusions using the methodology adopted.
  • Good/advanced knowledge of Excel and Visio or similar software packages.
  • The ability to identify issues, propose solutions and follow up their implementation. Appropriate attention to detail and a willingness to 'roll up one's sleeves' and prepare reports, spreadsheets.
- **The Audit and

Risk Recruitment Company:
Experts in Audit and Risk.
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