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    Head of Risk - Birmingham, United Kingdom - Rev & Regs

    Rev & Regs
    Rev & Regs Birmingham, United Kingdom

    Found in: Appcast UK C C2 - 2 days ago

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    Description

    Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company.

    Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for purpose Compliance Frameworks, Policies & Procedures, and implement and embed the companywide Risk Management Framework.

    Responsibilities:

    • Develop the risk and compliance function, as well as lead the company's regulatory strategy in line with commercial strategy and product development roadmap.
    • Act as regulatory strategic advisor to members of the Executive Board and Senior Management relating to growth and expansion.
    • Develop and embed a robust risk management framework to support sustainable growth of the business.
    • Develop, manage and implement policies and procedures for regulatory compliance.
    • Ensure adherence to regulatory requirements and reporting obligations and advise the business on compliance matters.
    • Ensure all new products are developed with a thorough understanding of the regulatory implications and company systems and processes meet the relevant quality and regulatory standards.
    • Manage Horizon Scanning and keep abreast of all new regulatory requirements which may effect the business.
    • Perform checks and report on risks arising. Manage compliance of internal business processes, to provide assurance to clients and support external quality standards (for example, ISO27001); and ensure key suppliers are complying with agreed standards and contract terms.
    • Promote a sustainable risk culture across the business.

    Experience required:

    • Deep knowledge of the Capital Markets sector required.
    • Ideal candidate will have previously held the SMF16/17 functions, but potentially open to senior candidates who haven't held them.
    • Proven experience working in regulatory environment with strong knowledge of SMCR.
    • Detailed understanding of the regulatory requirements which effect the Capital Markets sector.
    • Experience or practical application of regulatory frameworks including but not limited to FCA Handbook (COBS, SYSC AND CASS), MIFID II, Financial Crime rules, and ICAAP/ICARA regulations.
    • Proven track record in developing and embedding operational risk frameworks.
    • Excellent written and verbal communication skills, and the ability to engage with stakeholders at all levels of seniority.
    • Desirable experience:
    • Experience working in a fintech or start-up environment.
    • Experience working with US, EU regulators and regulatory environment.
    • Direct experience with Blockchain and Tokenisation.

    Salary - £130,000 pa + company benefits package.

    If you are interested, please apply today – /

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