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    Compliance Manager/Senior Manager - London, United Kingdom - Edenbrook

    Edenbrook
    Edenbrook London, United Kingdom

    5 days ago

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    Description
    Job Description New Compliance Manager (Lloyd's) opportunity working for a top performing specialty insurer.

    Reporting into the Head of Compliance, you will play a key role in the management, and day-to-day operation of the Regulatory Compliance Framework.


    Key Responsibilities:
    Establishing the structure for Regulatory Risk Assessments and undertaking the assessments where appropriate.
    Drafting and reviewing policies and procedures to advise the business around their regulatory obligations.
    Establishing an annual Compliance Monitoring Plan, and undertaking some aspects of monitoring.
    Establishing an annual Compliance Training Plan and the provision of specific Compliance Training where required.
    Provide oversight and administration of the broker approval process.
    Maintain an effective system for communicating relevant regulatory updates to the business.
    Manage the regular reviews of sanctions matches, clearing false positives and escalating true matches as appropriate.
    Responsibility for Complaints Management and Complaints Reporting.
    Assist with business' annual Lloyd's Oversight Principles self-assessment.
    Provision of specific Compliance Training and development to the Compliance Analyst.


    Skills and Experience:
    Proven insurance experience, preferably within the Lloyd's environment.
    Strong academic record.
    Track record of delivering Compliance support across Monitoring, Advisory and Financial Crime.
    People management experience desirable.
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