- Assist with the development and deliver the annual Compliance Monitoring Programme
- Conduct Compliance Monitoring reviews of the Trust Company and Funds businesses in accordance with the Compliance Monitoring Programme in a timely manner
- Undertake thematic reviews where required by the Head of Monitoring & Reporting (e.g. in line with the JFSC examination programme)
- Ensure each test is properly documented to include accurate storage of evidence/supporting documentation
- Agree any action points (timeline, risk rating) with the Head of Monitoring & Reporting and the business and ensure accurate and concise Compliance Monitoring reports for each test conducted
- Track and oversee all open and overdue action points and provide regular reporting to the action owners and the Head of Monitoring & Reporting for reporting to the Boards.
- Provide regular updates to the Head of Monitoring & Reporting in relation to the progress of the tests undertaken as part of the Compliance Monitoring Programme
- Strong academic background and/or recognized compliance qualification
- Experience in Compliance/Compliance Monitoring and/or Internal Audit
- Sound knowledge of the local legal & regulatory requirements
- Comprehensive knowledge of funds and trust company business
- Ability to communicate at all levels of the business
- Excellent organisational skills and attention to detail
- Excellent communication skills and IT skills
-
Client Compliance Officer
Found in: Talent UK 2 C2 - 2 days ago
Apex Group Saint-Helier, United KingdomResidency5 years residency NOT requiredEmployerApex GroupClosing date01 April 2024Reference55720ContractPermanentHoursFull TimeSalaryNegotiableIf you were already in this Client Compliance Officer role, here are some of the areas you would have been working in this week: · Monito ...
-
Head of Compliance
Found in: Talent UK C2 - 2 days ago
Alter Domus Saint-Helier, United KingdomHead of Compliance · Location: Saint-Helier, JE · ABOUT US · We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. · W ...
-
Client Compliance Administrator
Found in: Talent UK 2 C2 - 3 days ago
Apex Group Saint-Helier, United KingdomResidency5 years residency NOT requiredEmployerApex GroupClosing date01 April 2024Reference55714ContractPermanentHoursFull TimeSalaryNegotiableThe Role: · As an Administrator in the Client Compliance Team, you will support the Client Compliance Officers by primarily undertaking c ...
-
Administrator - Fund Services
Found in: Talent UK C2 - 2 days ago
Ocorian Saint-Helier, United Kingdom Full timeJob Description · To provide support and assistance to a team of fund administrators in the provision of professional fund administration services to a variety of entities for which Ocorian Services Limited provides service and at all times comply with the Policies and Procedures ...
-
Administrator (E)
Found in: Talent UK C2 - 2 days ago
Ocorian Saint-Helier, United Kingdom Full timeJob Description · Purpose of the Job · To provide professional trust and company administration services to a varied portfolio of clients in Private Client, and at all times to comply with the Policies and Procedures of Ocorian Services Limited. · Main Responsibilities: · To admi ...
-
Fund Administration
Found in: Talent UK C2 - 2 days ago
Alter Domus Saint-Helier, United KingdomFund Administration & Governance Manager · Location: Saint-Helier, JE · ABOUT US · We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals acr ...
-
Senior Officer
Found in: beBee S2 UK - 1 day ago
Alter Domus Channel Islands, United Kingdom Full timeAbout Us · We are Alter Domus. Meaning "The Other House" in Latin, Alter Domus is proud to be home to 85% of the top 30 asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. · With a deep understanding of what it takes to succeed in a ...
-
Assistant Manager
Found in: beBee S2 UK - 4 days ago
CSC Channel Islands, United Kingdom Full timeAssistant Manager · Department: Real Estate · Vacancy type: Permanent · Hours: 35 per week · Hybrid role · The position · Our experience in establishing and administering real estate structures for joint ventures, funds and long-term asset holding is extensive. Our specialist abi ...
-
Tax, Manager, Guernsey
Found in: beBee S2 UK - 5 days ago
PwC Channel Islands Channel Islands, United Kingdom Full timeA career in our Financial Services Tax practice, within Corporate Tax services, will provide you with the opportunity to help our clients meet their tax obligations while managing the impact tax has on their business. You'll advise clients on their local and overseas tax affairs, ...
-
Tax, Manager, Jersey
Found in: beBee S2 UK - 16 hours ago
PwC Channel Islands Channel Islands, United Kingdom Full timeA career in our Financial Services Tax practice, within Corporate Tax services, will provide you with the opportunity to help our clients meet their tax obligations while managing the impact tax has on their business. You'll advise clients on their local and overseas tax affairs, ...
-
Tax, Senior Manager, Jersey
Found in: beBee S2 UK - 5 days ago
PwC Channel Islands Channel Islands, United Kingdom Full timeA career in our Financial Services Tax practice, within Corporate Tax services, will provide you with the opportunity to help our clients meet their tax obligations while managing the impact tax has on their business. You'll advise clients on their local and overseas tax affairs, ...
Senior Officer, Monitoring - Saint-Helier, United Kingdom - IQ-EQ
Description
Job DescriptionResponsibilities:
You'll be working with the Head of Monitoring & Reporting and the team in the development of the annual Compliance Monitoring Programme for the regulated businesses in Jersey, and assisting in the delivery of the Compliance Monitoring Programme by completing tests to ensure that the businesses are compliant with relevant legal & regulatory requirements and internal policies, procedures and processes.
Tasks:
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
