Compliance Officer - London Area

+A leading UK headquartered international law firm is seeking a Compliance Officer to join their Business Acceptance team in London. · +Undergraduate degree required · ...

A Firm in our community has a Matched Principle license and is reactivating their operations after a recent Change in Control. · Take over the compliance department and drive the business forward including reviewing of process and procedure. · ...

Compliance and Ethics Officer. · I have an exciting opportunity with an international energy trading firm that are looking for someone to join their Global Corporate Compliance Team in London. Within this role, your responsibilities will include overseeing compliance with Interna ...

A Compliance Officer is sought to build and oversee compliance for a regulated investment advisory business in London. · ...

I am partnering with a technology driven quantitative trading firm to hire a compliance officer for their global compliance team. · ...

The company is a subsidiary of an international bank providing capital market and securities trading services. This role will report to the Head of Compliance & MLRO. · Undertake activities of the Compliance Monitoring Programme. · Conduct communications monitoring ensuring compl ...

We're partnering with a · rapidly growing London-based FCA-regulated firm · looking to hire a · Compliance Officer · to join their second-line team with a strong focus on regulatory, reporting and operational excellence. You'll be part of a collaborative compliance team that valu ...

We are seeking an experienced Compliance Officer to join our team on a permanent basis in London. · ...

We are recruiting for a Compliance Officer to join the Legal, Risk & Compliance (LR&C) department. · ...

Compliance Officer · Location: · London · Sector: · Lloyd's / London Market Insurance · Contract: · Permanent · A Lloyd's Managing Agency is seeking an experienced · Compliance Officer · to join its growing Compliance function. This is a key role supporting the delivery of a robu ...

This is a rare opportunity to join a high-growth, pre-IPO financial services business operating in a forward-thinking, fast-moving sector. · ...

This is a rare opportunity to join a high-growth, pre-IPO financial services business operating in a forward-thinking, fast-moving sector. · ...

A world-leading global hedge fund is looking to add an exceptional individual into their Compliance function. · ...

A global investment manager with a strong presence in London is seeking a Compliance Officer to join its expanding regulatory team. · ...

We're working with a leading hedge fund that has grown rapidly in recent years and places a strong emphasis on building a robust, technology enabled compliance framework. · Providing real time compliance advisory support across European and US regulations · Helping design and enh ...

This is a Compliance Officer opportunity working with a top performing specialty insurer operating within the Lloyd's Market. · ...

A long standing client who have both AIFMD and MiFID2 obligations are looking to hire a generalist compliance officer with strong regulatory change skills. · ...

Our client is a successful and growing hedge fund that leverages deep and established expertise in the commodities markets to deliver enviable returns for its investors. · ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business. You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. ...

Our client is seeking a Compliance Officer to help build out and oversee compliance for the regulated investment advisory business. · ...