Compliance Officer - London Area

A Compliance Officer is sought to build and oversee compliance for a regulated investment advisory business in London. · ...

Compliance and Ethics Officer. · I have an exciting opportunity with an international energy trading firm that are looking for someone to join their Global Corporate Compliance Team in London. Within this role, your responsibilities will include overseeing compliance with Interna ...

The company is a subsidiary of an international bank providing capital market and securities trading services. This role will report to the Head of Compliance & MLRO. · Undertake activities of the Compliance Monitoring Programme. · Conduct communications monitoring ensuring compl ...

+A leading UK headquartered international law firm is seeking a Compliance Officer to join their Business Acceptance team in London. · +Undergraduate degree required · ...

A Firm in our community has a Matched Principle license and is reactivating their operations after a recent Change in Control. · Take over the compliance department and drive the business forward including reviewing of process and procedure. · ...

We are seeking a Compliance Officer to join our team at a regulated brokerage business in London Area. · Support the implementation and ongoing monitoring of the firm's regulatory compliance framework · Provide day-to-day compliance support to brokerage and front-office activitie ...

We're partnering with a · rapidly growing London-based FCA-regulated firm · looking to hire a · Compliance Officer · to join their second-line team with a strong focus on regulatory, reporting and operational excellence. You'll be part of a collaborative compliance team that valu ...

A long standing client who have both AIFMD and MiFID2 obligations are looking to hire a generalist compliance officer with strong regulatory change skills. · ...

A world-leading global hedge fund is looking to add an exceptional individual into their Compliance function. · ...

We are seeking an experienced Compliance Officer to join our team on a permanent basis in London. · ...

We are recruiting for a Compliance Officer to join the Legal, Risk & Compliance (LR&C) department. · ...

This is a rare opportunity to join a high-growth, pre-IPO financial services business operating in a forward-thinking, fast-moving sector. · ...

I am partnering with a technology driven quantitative trading firm to hire a compliance officer for their global compliance team. · ...

This is a rare opportunity to join a high-growth, pre-IPO financial services business operating in a forward-thinking, fast-moving sector. · ...

A global investment manager with a strong presence in London is seeking a Compliance Officer to join its expanding regulatory team. · ...

We're working with a leading hedge fund that has grown rapidly in recent years and places a strong emphasis on building a robust, technology enabled compliance framework. · Providing real time compliance advisory support across European and US regulations · Helping design and enh ...

This is a Compliance Officer opportunity working with a top performing specialty insurer operating within the Lloyd's Market. · ...

We are looking for a confident and detail-focused Compliance Officer to support our apprenticeship provision on a part-time basis hours per week. The role will suit someone with strong experience in apprenticeship funding rules, data entry, and the use of apprenticeship and manag ...

We are seeking a proactive Compliance Officer to serve as a primary contact for all compliance matters within our UK Business. You will provide expert advice and guidance while supporting the Chief Compliance Officer with Group reporting and participation in industry committees. ...

Our client is a successful and growing hedge fund that leverages deep and established expertise in the commodities markets to deliver enviable returns for its investors. · ...