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Business Development Manager
1 week ago
Seven Investment Management LLP London, United KingdomTo find, research, profile, win, develop and retain opportunities for the whole range of 7IM products and services, working in close conjunction with the other members of the regional teams, namely Business Account Managers, Investment Directors, and Platform Relationship Manager ...
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Student Administration Manager
3 weeks ago
Burman Recruitment London, United Kingdom: · HE Administration · Stakeholder Engagement/ Relations · Management Experience · ...
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Registered Manager
1 week ago
Conwy County Borough Council London, United Kingdom PermanentRole title: Registered Manager · Advert reference number: REQ005870 · Close date: To close midnight of 01/05/2024 · Salary: £42,403 - £45,441 pa · Package: 37 hours per week, Full time, Permanent position · Work Base: Sylva Gardens, Children's Residential Home, Llandudno, Conwy, ...
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Senior Manager
3 weeks ago
Wynward Insurance Group London, United KingdomFondé en 1920, Wynward Insurance Group est une entreprise progressiste reconnue pour le développement de produits et de services d'assurance novateurs. Nous sommes fiers d'être une entreprise 100 % canadienne et d'exercer nos affaires dans toutes les provinces et tous les territo ...
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Senior Manager
1 week ago
Pro Talent London, United KingdomProTalent are currently working with an extremely reputable Forensics specialist to recruit a Senior Manager to strengthen their London team. · The firm: · - Well established, well known and well respected corporate finance firm with a range of specialisms including forensics, de ...
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Senior Manager
3 days ago
Oakleaf Partnership London, United Kingdom Full timeSenior Manager - Global Mobility Advisory · Permanent · Up to £110,000 + Bonus · Office location: Central London · Hybrid working: 3 days per week in the office · We have a fantastic opportunity for an experienced Senior Global Mobility Consultant to join a high performing and gr ...
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Senior Manager
3 weeks ago
IDEX Consulting Ltd London, United KingdomWe currently have an exciting opportunity for proactive individuals who value professional growth and development to join our client's UK insurance risk and regulatory team as a Senior Consultant. Our client is a market leader in risk management leadingon solvency II and enterpri ...
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Senior Manager
3 weeks ago
Warner Scott Recruitment Ltd London, United KingdomManager / Senior Manager - (medium sized West End firm in London) - up to £85k · Nine partner private client firm of Chartered Accountants in the West End seeks to recruit a qualified ACA or ACCA with more than five years post qualification experience. · The role is an audit and ...
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Senior Manager
3 weeks ago
Pod Talent London, United Kingdom_This world-renowned Pharma brand is known for their innovation and agility in an ever-evolving market. With patient care at the heart of what they do, the procurement and sourcing team works on complex projects to help challenge the boundaries of healthcareand aid in the new dev ...
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Senior Manager
2 weeks ago
Lloyds Banking Group London, United KingdomEnd Date · Salary Range · Agile Working Options · Flexible / Variable Hours · Job Description Summary · Lead the implementation of data risk initiatives under the Data and Analytics Strategy supporting business units across LBG in the assessment, measurement, and management of da ...
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Senior Manager
2 weeks ago
eFinancialCareers London, United Kingdom**Your new company** · Global Corporate and Fund services business for Private Equity, infrastructure and Real Estate require a Senior Corporate Accounting Manager to take responsibility for a portfolio of Real Estate clients and running a team. · **Your new role** · Responsible ...
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Senior Manager
3 weeks ago
Morgan McKinley London, United KingdomAre you an Audit Manager or Senior Audit Manager (ideally with RI status) who is looking to work for one of the fastest growing firms in the UK? · I am currently working alongside a top 100 firm in Central London who have recently received a significant amount of private equity i ...
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Senior Manager
2 weeks ago
Harnham - Data & Analytics Recruitment London, United Kingdom**SENIOR MANAGER - CRM RETENTION** · **LONDON** · **£85,000-£95,000 +BONUS +BENEFITS** · **THE COMPANY** · This company is one of the leading challenger banks and known as a market disruptor. They were founded over 10 years ago and have over 4 million customers. This role focuses ...
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Senior Manager
2 weeks ago
eFinancialCareers London, United KingdomA leading Financial Risk & RegTech Consultancy is hiring a Senior Manager to join a quickly growing team. This position will suit a Senior Manager with proven experience in asset management, advising funds, private equity, corporate finance and/or insurancefirms. · As a Senior Ma ...
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Senior Manager
2 weeks ago
Harnham - Data & Analytics Recruitment London, United Kingdom**SENIOR MARKETING MANAGER** · **LONDON** · **£85,000-£95,000 +BONUS +BENEFITS** · **THE COMPANY** · This company is one of the leading challenger banks and known as a market disruptor. They were founded over 10 years ago and have over 4 million customers. This role focuses on re ...
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Senior Manager
3 weeks ago
eFinancialCareers London, United KingdomWe've been retained for a search on behalf of a global law firm who have recently appointed a heavyweight global head to launch a regulatory consulting practice as part of the firms wider offering - the team advise the law firms regulated clients (PRA /FCA) clients globally in al ...
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Senior Manager
3 weeks ago
eFinancialCareers London, United Kingdom**Newly Created Senior Finance Accounting Manager role at Leading Corporate Management Company** · Job Title: Senior Manager · Duration: Permanent · Location: City of London (50/50 WFH) · A global, publicly traded, corporate management company are looking for a new senior manager ...
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Senior Manager
3 weeks ago
eFinancialCareers London, United KingdomI have an opportunity to join a top 100 IT Consulting and Services company as the Senior Finance Manager, this role is very broad and there is an element of business Partnering. You will work closely with the CFO, COO and Corporate FP&A this is a very excitingrole with broad resp ...
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Senior Manager
3 weeks ago
eFinancialCareers London, United KingdomI have an opportunity to join a top 100 IT Consulting and Services company as the Senior Finance Manager, this role is very broad and there is an element of business Partnering. You will work closely with the CFO, COO and Corporate FP&A this is a very excitingrole with broad resp ...
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Senior Manager
3 weeks ago
ONETEN ASSOCIATES LIMITED London, United Kingdom_A leading service provider in London is looking to identify someone at Senior Manager Level to mange the company secretarial services and investor services for their large portfolio of Private Equity and Real Estate Clients_ · - A brilliant opportunity has arisen in our client's ...
Compliance Manager/Senior Manager - United Kingdom - Gmprecruitment
Description
GMP Recruitment are proud to be partnered with one of Worcestershire's leading Financial Planning & Wealth Management companies. We are supporting their recruitment for an experienced Compliance Manager to join their team. Full time or Part Time will be considered.This is an office-based role, and you will be based at either the Gloucester or Droitwich office. You must be flexible to travel to the other office to work when required.
This position is working Monday - Friday 8.You will be offered a competitive salary, dependant on experience.
As Compliance Manager you will play a pivotal role in the firms regulatory and risk framework, ensuring systems and procedures are in place to meet both regulatory and internal requirements for all markets the company operates.
You will be a confident and pro-active communicator, being responsible for updating all stakeholders on regulatory change and horizon scanning.
Compliance Manager ResponsibilitiesDevelop and deliver a sustainable risk-based compliance programme and draft compliance policy and procedures, with annual reviews thereafter to continuously improve efficiency and meet regulatory requirements.
Identify compliance process improvements and weaknesses and present solutions where appropriate.Manage day to day compliance activities alongside the compliance associate.
Manage annual compliance diary to ensure key business and regulatory timescales are met and communicate with relevant stakeholders to ensure timely completion.
Monitor and maintain regulatory registers to identify relevant risks.Take responsibility for sustaining standards of regulatory compliance.
Provide guidance to the Group on regulatory changes and support as and when required to consultants and individuals.
Management and oversight of the Training & Competence scheme, identifying areas for action and improvement.
Organize and implement internal training for staff.
Provide regular feedback to key stakeholders on risk related matters.
Manage all aspects of complaints through to resolution.
Ensure continual embedding & implementation of Consumer Duty within the Firm.
Implement any identified action points from external compliance audits.
Represent company at key project meetings to implement propositional and or regulatory change into the business.
You must have had previous experience of working within an IFA or Wealth Management firm, with an emphasis on regulatory compliance for approved persons.
Certificate in Financial Planning or equivalentCII RO1 & J07/AF6 or equivalent training as a T&C Supervisor (ideal but not essential)
Good knowledge of FCA Conduct of Business Rules, Financial Planning activities and the Regulatory Financial environment (FCA rules)
Seniority level Mid-Senior level
Employment type Full-time
Job function Legal
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