- Manages teams within Global Framework Compliance and conducts the performance assessments, identifies training and development needs, and establishes performance standards for the group
- Contributes to the development of the Global Framework Compliance strategic plan by setting goals and priorities for the group. Follows through to ensure that the group's objectives are met.
- Provides leadership and guidance to staff in the group, fostering an environment that encourages employee participation, teamwork, and communication
- Oversees the consistent and timely delivery of the disciplines of the Compliance Framework and reports on progress to the Head of Global Framework Compliance and other stakeholders in Compliance.
- Partners with senior management and other stakeholders in Compliance to identify training needs, and help design and deliver the required training.
- Establishes written guidance on the Compliance Framework. This includes policies and procedures and other documents, such as manuals and practice guidelines.
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Framework Compliance Specialist
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Framework Compliance Specialist
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Framework Compliance Specialist
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Framework Compliance Specialist
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Mimecast City of London, Greater London, United KingdomAssurance Risk and Control (ARC) · Like the look of this opportunity Make sure to apply fast, as a high volume of applications is expected Scroll down to read the complete job description. · is looking for a · Framework Compliance Specialist · to provide maternity cover for the t ...
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Framework Compliance Specialist
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Mimecast City Of London, United KingdomAssurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to provide maternity cover for the team. This is a 12 month role based in the UK. · This position supports our cyber security and ESG certification programme, and the successful candidate will need ...
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Framework Compliance Specialist
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Mimecast City of London, Greater London, United KingdomJob Description Assurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to provide maternity cover for the team. This is a 12 month role based in the UK. · This position supports our cyber security and ESG certification programme, and the successful ...
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Framework Compliance Specialist
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Mimecast City of London, Greater London, United KingdomAssurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to provide maternity cover for the team. This is a 12 month role based in the UK. · Do not wait to apply after reading this description a high application volume is expected for this opportunity. · ...
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Framework Compliance Specialist
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Mimecast City of London, United KingdomAssurance Risk and Control (ARC) · is looking for a · Framework Compliance Specialist · to provide maternity cover for the team. This is a 12 month role based in the UK.nThis position supports our cyber security and ESG certification programme, and the successful candidate will n ...
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Framework Compliance Specialist
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Mimecast City of London, Greater London, United KingdomAssurance Risk and Control (ARC) is looking for a Framework Compliance Specialist to provide maternity cover for the team. This is a 12 month role based in the UK.This position supports our cyber security and ESG certification programme, and the successful candidate will need ext ...
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Investigo London, United KingdomKey Responsibilities: · Develop and maintain robust compliance frameworks and policies in line with regulatory requirements and industry standards. · Conduct regular assessments of our compliance programs to identify areas for improvement and implement necessary changes. · Mon ...
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Manager, Core Framework Compliance - London, United Kingdom - Pontoon
Description
Manager, Core Framework Compliance
Reports to the Head of Global Framework Compliance, this role is responsible for managing a multi-discipline team that maintains and oversees the delivery of the Compliance Framework disciplines of Regulatory Change Management, Compliance Rule Mapping, Compliance Risk Assessments and Compliance Monitoring. Compliance Framework looks to ensure a deep understanding of and adherence to the in-scope disciplines of Compliance Framework by Regulatory Entity and (Global) Practice Compliance officers globally. This manager in Compliance Framework also oversees the maintenance of Northern Trust governance documents database (OneBook) as well as Compliance-owned governance documents; and manages partners who provide reporting to the Global Compliance Committee and Compliance and Ethics Oversight Committees on the Compliance Framework and Compliance-owned Risk Profiles.
Major
Duties
· Oversees the timely delivery of reporting, including the quarterly risk profile reporting for the risk themes that are owned by the Compliance Function.
Skills
Thorough knowledge of applicable laws and regulations, Compliance-related requirements, and risk mitigation techniques, usually acquired through formal education and experience, is required to manage the group. Leadership and organizational skills are required to manage the group and to direct their activities. Analytical and communication skills are required to review laws/regulations and assess impact of new regulations and work with line areas to oversee and manage Compliance Framework activities.
10 or more years' experience, preferably in Compliance or risk management; or equivalent related experience. Management experience also required