Compliance Analyst - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

2 weeks ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

An International Commercial Bank specialising in Trade Finance are looking to recruit a Compliance Analyst to help manage key elements of the compliance program and support the compliance team's further development and implementation of the regulatory complianceplatform.

Main Responsibilities:

Manage compliance monitoring process and recommend and implement changes to keep program current
Support drafting of various compliance risk assessments and completion of risk reviews and also in relation to financial crime
Contribute to the development and drafting of compliance policies and procedures, including as a result of new UK and European regulations, and implement new compliance plans
Prepare research and analysis on upcoming regulatory changes, make recommendations for action and potentially become the point person on specific regulatory areas
Oversee testing including on restricted lists, information barriers, market abuse and best execution
Manage the annual review process for senior managers and certified staff under SMCR

Job Requirements:

At least 3 years Credit experience from a similar Banking environment
Degree educated (preferably law, banking or finance) or professional qualification
Knowledge of UK and EU compliance requirements, including rules and guidance in the FCA Handbook and the various relevant EU regulations and directives
Excellent communication skills, both written and oral.

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