- Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving risk
- Raise awareness of control risk
- Assesses the firm's control culture and conduct risks
- Monitors management's implementation of control measures
- Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
- Identify risks, assess mitigating controls, and make recommendations on improving the control environment
- Follow-up on open audit issues and their resolution
- Approximately 12+ years of experience in internal audit or compliance
- Strong knowledge and expertise in auditing Anti-Money Laundering and Financial Crime Risks
- Strong understanding of compliance program components, risk and control processes
- Understanding of internal audit processes as related to a large financial institution
- Project management experience, including oversight and leadership of junior staff
- Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
- Ability to multi-task and remain organized in a fast-paced environment, and to regularly present to senior leadership
- Accurate, accountable and able to multitask while managing both time and work-load
- 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject; advanced degree is a plus
- Relevant certification or industry accreditation (., CAMS, CIA) is a plus
-
Digitas Birmingham, United KingdomOverview · We are the connected marketing agency, a full-service agency with modern creative & media, data, and technology services all under one roof. At the heart of our company are great people that we call Unicorns. Our Unicorns are open, bold, and curious and love to solve ...
-
Project Management Vice President
1 week ago
Goldman Sachs Birmingham, United Kingdom Full timeINTERNAL AUDIT · Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional scepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learnin ...
-
Vice President/Senior Associate
1 week ago
Goldman Sachs Birmingham, United Kingdom Full timeINTERNAL AUDIT · In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group h ...
-
Vice President/Senior Associate
6 days ago
Goldman Sachs Group, Inc. Birmingham, United KingdomINTERNAL AUDIT · In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group h ...
-
Regional Vice President, Uk Sales
4 days ago
Enable Stratford-upon-Avon, United KingdomAt Enable, we believe rebates are the best way for companies within the supply chain to create, maintain and grow their trading relationships. Rebates allow trading partners to make the best decisions for their businesses, meaning everyone wins: manufacturers, distributors, retai ...
-
Goldman Sachs Birmingham, United Kingdom Full timeClient Asset Protection - Client Assets Engineering is at the core of Client Protection and Collateral Management functions for Goldman Sachs Globally. Our platform is responsible for the segregation of customer assets, implementing complex optimization calculations and controls ...
-
Goldman Sachs Birmingham, United KingdomInternal Audit, Financial Crime, Executive Director/Vice President, Birmingham · Job Description · INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance wi ...
-
Advisor Group Birmingham, United Kingdom Full timeOsaic Careers · Life Insurance Sales Opportunity with Highland Capital Brokerage · Sales Vice President, Highland Capital Brokerage · Location(s): Residing in Southern CA, WA, OR, NYC and Upstate NY, Texas, Western PA, IN, MN, MO, KY, Northern CA, Cleveland OH; REMOTE OFFICE · ...
-
Goldman Sachs Birmingham, United Kingdom LegalINTERNAL AUDIT · In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group ha ...
-
Goldman Sachs Group, Inc. Birmingham, United KingdomINTERNAL AUDIT · In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group h ...
-
Risk & Compliance Vice President
4 days ago
Quanta part of QCS Staffing Solihull, West Midlands, United Kingdom3 days ago Be among the first 25 applicants VP Regulatory Affairs – Remote – Life Sciences · Our client, a prominent consulting and solutions firm specialising in risk management and compliance services for the pharmaceutical industry, has been driving advancements in the develo ...
-
Goldman Sachs Birmingham, United KingdomCompliance, Financial Crime Controls, TXB, Vice President, Birmingham · Goldman Sachs Birmingham, United Kingdom Posted 2 months ago Permanent Competitive OUR IMPACT · The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, secu ...
-
Goldman Sachs Birmingham, United Kingdom Full timeOUR IMPACT · The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and hig ...
-
Goldman Sachs Birmingham, United KingdomLegal, Private Wealth Management Lawyer, Associate/Vice President, Birmingham Legal, Private Wealth Management Lawyer, Associate/Vice President, Birmingham · Goldman Sachs Birmingham, United Kingdom Posted 20 days ago Permanent Competitive Legal, Private Wealth Management Lawye ...
-
Goldman Sachs Birmingham, United KingdomInternal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham · Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham · INTERNAL AUDIT · In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the re ...
-
Goldman Sachs Birmingham, United KingdomOUR IMPACT · The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and hig ...
-
Vice President Human Resources, EMEA
3 days ago
Tosca Dudley, United KingdomLooking for FUN + PURPOSE in your career and employer? Check out Tosca We are revolutionizing the supply chain through sustainable solutions that protect perishable goods while serving planet Earth. Our vision is to help realize a future where all one-way packaging is converted t ...
-
Goldman Sachs Birmingham, United KingdomInternal Audit, Technology Audit, Cloud Security, Vice President, Birmingham · Location Birmingham, West Midlands, United Kingdom, United Kingdom · Job Description · INTERNAL AUDIT In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the r ...
-
Goldman Sachs Birmingham, United Kingdom Full timeINTERNAL AUDIT · In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group h ...
-
Goldman Sachs Birmingham, United Kingdom Full timeThe Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-n ...
Internal Audit, Financial Crime, Executive Director/Vice President, Birmingham - Goldman Sachs
Description
INTERNAL AUDIT
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes.
TEAM OVERVIEW
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional scepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment. Expertise in financial crime controls, in particular those related to transaction banking and consumer AML compliance.
Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering.
THE ROLE AND RESPONSIBILITIES
As the third line of defence, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk and monitor the implementation of management's control measures.
In doing so, Internal Audit perform the following duties:
Additional responsibilities include:
SKILLS AND EXPERIENCE REQUIRED
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers.
We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.
