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    Paraplanner - Bristol, United Kingdom - Nelson Scott

    Default job background
    Accounting / Finance
    Description
    • Discuss client objectives with the Adviser during debrief. Identify any shortfalls in client information and discuss with the Adviser.
    • Request and review all necessary information and undertake financial analysis to produce financial reports for discussion with the Adviser.
    • Undertake research to identify suitable solutions to meet the client's needs.
    • Request and obtain information/comparisons for analysis by the Adviser within agreed timeframes.
    • Consider current and future allocation of assets for investment strategy with regard to client risk profile.
    • Check all compliance paperwork and internal sign off documents are present.
    • Prepare draft recommendation reports to be discussed and signed off by the Adviser. Ensure any recommendations detailed in a report are in line with any internal guidance/procedures and the up to date report template is used.
    • Request and obtain application forms and other associated paperwork.
    • Submit paperwork when advice taken up in accordance with Company procedures. Ensure all paperwork is in order.
    • Ensure appropriate data is accurately recorded on Company back-office system(s) and updated in line with Company procedures.
    • On-going servicing of clients, for example withdrawals or fund switches.

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