Compliance Administrator - Isle of Man, United Kingdom - Shearwater Recruitment

Shearwater Recruitment
Shearwater Recruitment
Verified Company
Isle of Man, United Kingdom

3 days ago

Tom O´Connor

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Tom O´Connor

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Description

Short Description


The main role of compliance administrator is to assist and support the smooth running, of a fast paced, busy compliance department.


The main role of compliance administrator is to assist and support the smooth running, of a fast paced, busy compliance department.

Within this role you should expect to deal with a variety of client entities including companies, trusts, pensions and accountancy clients.

Assistance will also be required in ensuring the business's compliance with all applicable regulations, primarily (but not limited to) the Financial Services Rule Book and IOM AML/CFT legislation and Code.


Responsible to:
Head of Compliance,

  • Assisting with assessing due diligence requirements for new clients
  • Assisting with ongoing monitoring of client entities
  • Preparing and reviewing customer risk assessments
  • Sanctions screening
  • PEP Screening
  • Transaction screening
  • Data collection for regulatory reporting
  • Assisting with compliance monitoring reviews
  • Maintenance of regulatory registers
  • Assisting with reviews of internal mutuals, policies and procedures
  • Other duties as may be requested from time to time

Salary:
£24,000.00-£26,000.00 per year


Benefits:


  • Company pension
  • Free parking
  • Life insurance
  • Onsite parking
  • Sick pay

Schedule:

  • Monday to Friday

Supplemental pay types:

  • Bonus scheme
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