Fund Compliance Analyst - London, United Kingdom - eFinancialCareers

eFinancialCareers

Verified Company

London, United Kingdom

1 week ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

You will support the monitoring and regulatory investment rules for global offering funds.

You will work within a dynamic compliance team and primarily support the UK and Irish fund business through oversight of bank service providers compliance testing.

Responsibilities:

Perform daily posttrade monitoring of fund compliance with global investment guideline limitations (regulatory and prospectus) and internal Fund Sourcebook procedures.
Assist with the analysis of warnings and alerts associated with global fund investment guideline limitations.
Perform data validation checks prior to posttrade monitoring, partnering with internal parties to supplement any data gaps.
Partner with and analyze global bank service provider compliance monitoring results for nonUS funds. Supports department fund initiatives to ensure operational readiness.
Review fund prospectus for new compliance language that requires ongoing monitoring.

Experience:

Undergraduate degree or an equivalent combination of training and experience.
Experience, preferably in financial operations such as posttrade monitoring, fund accounting, investment operations etc.
Knowledge of investment management funds and their associated regulations preferred but not essential.
Knowledge of security reference data preferred but not essential.
Demonstrate verbal and written communication skills to interact effectively with internal and external management, financial, and legal representatives on a variety of compliance issues.
Demonstrate ability to function in a fast paced, ambiguous environment working with multiple and diverse responsibilities.
Ability to work independently and accomplish work within established deadlines.
Experience of external 3rd party accounting systems and CRD preferred but not essential.

Location:
London

Hybrid working: 2 days wtf/3 days in the office

Contact:
for further details.