Jobs

    Regulatory Compliance Consultant - City of London, Greater London, United Kingdom - Danos Group

    Danos Group
    Danos Group City of London, Greater London, United Kingdom

    3 weeks ago

    Default job background
    £550
    Description

    Our client, a global Investment Manager, is looking to bring a Regulatory Compliance Consultant onboard for an initial 6-month contract as soon as possible. The role is paying around £550 per day PAYE and requires the consultant to be based in the London office, 5-days a week.

    The experience expected from applicants, as well as additional skills and qualifications needed for this job are listed below.

    Key Responsibilities

    • Enhance, draft, and maintain policies, procedures, and other compliance-related governance documents
    • Handle Market Soundings from external parties and manage trading restrictions and related activities
    • Develop and deliver compliance training and education in areas such as information barriers
    • Approve requests for expert network calls and access to virtual data rooms
    • Implement process enhancements nd support senior management with issue resolution
    • Conduct live training and provide support for all MNPI-related online training and education modules
    • Assist with planned and inadvertent receipt of material non-public information ("MNPI")
    Key Requirements
    • Strong experience in a similar role, ideally within another Buyside organisation
    • Understanding of securities laws and knowledge of regulatory requirements applicable to US investment managers, including the Market Abuse Regulation
    • Background ideally in fixed income, alternatives, derivatives, commodities or equity strategies offered in a variety of investment products
    Please apply directly to this role if you are keen to be considered for this position.
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