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    Senior Compliance Analyst - London, United Kingdom - Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)

    Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)
    Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid) London, United Kingdom

    1 week ago

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    Description
    LAW FIRM CDD/KYC ANALYSTS - 3 YEARS LAW FIRM EXPERIENCE REQUIRED
    LAW FIRM CDD/KYC ANALYSTS – 3 YEARS LAW FIRM EXPERIENCE REQUIRED
    50K - £55K + good benefits City of London/Hybrid
    Our client, a leading law firm, is recruiting a new analyst to deal with the Firm's more complex CDD issues, particularly in relation to companies and trusts including;


    • Understanding and documenting complex structures and identifying ultimate beneficial owners and the documents required on a risk basis and in compliance with the relevant regulations and guidance.
    • Advising on CDD requirements for overseas offices which may differ from the UK approach
    • Carrying out the risk assessments at client inception and also when CDD records are updated to see whether the client presents a higher than usual risk of money laundering
    • Conducting searches to identify whether a client is a politically exposed person (PEP) and preparing emails for Senior Management's approval
    • Conducting EDD for clients established in high risk jurisdictions and preparing emails for Senior Management approval
    • Assisting with the CDD inbox and general compliance queries
    • Ad hoc sanctions screening to support the Analysts when required
    • Assisting more senior colleagues in advising finance, partners, and fee earners on third party payments and additional due diligence requirements
    • Management of specific compliance projects
    • Assisting the NBI Managers, Compliance Associates, MLRO, MLCO and GC with ad-hoc research tasks.
    • Ensuring compliance with all relevant legal and regulatory obligations including the Solicitors Regulation Authority (SRA) Standards and Regulations, and Principles.

    You must have a minimum of three years' compliance experience in a law firm (with an in depth knowledge of trusts, estates and complex corporate structures) so used to the different pressures & expectations including Partner/Fee earner contact that professional services involve (so if only have Banking or Payments Sector experience PLEASE DO NOT apply for this role but keep any eye open for other more relevant adverts in the future).

    The role is 3d pw City office and 2d pw WFH so if that sounds like you thenplease send your details to Sumana in the first instance on .Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

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