-
Flood Risk Officers
2 weeks ago
BCP Council Bournemouth, United Kingdom**Flood Risk Officer Posts (Various Levels £34,723 - £45,495)**: · Engineer I £34,723 - £37,261 (Band I) · Engineer II £38,296 - £41,496 (Band J) · Engineer III £42,503 - £45,495 (Band K) · ***Would you like to live in an area renowned for its natural beauty? With long stretches ...
-
Property Risk Officer
2 weeks ago
Nationwide Building Society Bournemouth, United Kingdom**Contract Type**: Fixed Term Contract · - **Ref**: R00AOR02975 · - **Closing Date**:18 August 2023 · 12 month secondment / Fixed-term contract · This role will require you to work from our Bournemouth office a minimum of 2 days per month, for training, technical workshops, and t ...
-
Risk Reduction Officer
3 weeks ago
Mitie Bournemouth, United Kingdom**Pay rate: £13.80** · **Hours**: Full and Part time hours · **Job Overview**: · Mitie is looking for an Elite security officers who can deliver exceptional customer service whilst providing a highly visible presence that reduces the impact of anti-social behaviour upon colleague ...
-
Compliance and Risk Officer
2 weeks ago
Age Concern Hampshire Southampton, United KingdomWho we are · Age Concern Hampshire provides a number of high-quality services that support older people in Hampshire. These include the provision of Day Care Centres, assisting NHS patients with Hospital to Home Services, provision of Information Services and the recently launche ...
-
Risk Support Officer
2 weeks ago
Dorset County Hospital NHS Foundation Trust Dorchester, United KingdomAn opportunity has risen to work within the friendly and approachable Risk Management team at Dorset County Hospital to support risk management processes across the Trust. · This role supports an efficient and effective risk management service to all areas of the Trust, and so we ...
-
Fire Risk Officer
2 days ago
BRCJOBS Wiltshire, United Kingdom**Fire Risk Officer** · Permanent Opportunity via BRC · **Job: Fire Risk Officer** · **Location: Wiltshire** · **Length: Permanent** · **Salary: £38,442.00** · **Role**: · To provide specialist fire safety advice to the Organisation and all other areas covered by service level ag ...
-
Senior Property Risk Officer, 12 Month Ftc
3 weeks ago
Nationwide Building Society Bournemouth, United Kingdom**Contract Type**: Fixed Term Contract · - **Ref**: R00AOR03521 · - **Closing Date**:22 February 2024 · An exciting opportunity has arisen for a Senior Property Risk Officer to join the Later Life Lending team. The role will involve providing specialist support on the review and ...
-
Governance Improvement and Risk Officer
3 weeks ago
Hampshire and Isle of Wight ICB Eastleigh, United KingdomWe are looking for a Governance Improvement and Risk Officer to support the Director of Governance with the review and implementation improvements to the governance framework and risk management processes across the organisation. This includes assisting with the design of the gov ...
-
Flood and Coastal Risk Officer
1 week ago
Environment Agency Romsey, United KingdomNumber of jobs available- 1 · - Region- South East · - City/Town- Romsey, Worthing, Pevensey · - Building/Site- Pevensey Office, Romsey Office, Guildbourne House · - Grade- Staff Grade 4 · - Post Type- Permanent · - Working Pattern- Full Time, Part Time · - Role Type- Analytical ...
-
Governance Improvement and Risk Officer
3 weeks ago
Hampshire and Isle of Wight ICB (104) Eastleigh, United KingdomWork closely with the Director of Corporate Governance to ensure that governance and risk management processes are effective, compliant and accurate; Excellent working relationships needed within the Governance team; Work closely with the Executive and senior leadership teams to ...
-
Flood & Coastal Risk Management Officer
5 days ago
Environment Agency Blandford Forum, United KingdomNumber of jobs available- 1 · - Region- South West · - City/Town- Blandford Forum · - Grade- Staff Grade 4 · - Post Type- Permanent · - Working Pattern- Full Time · - Role Type- Environment & Sustainability, Operational Delivery · - Salary Minimum- £29,706 · - Job description- Do ...
-
Flood & Coastal Risk Management Officer
4 days ago
Environment Agency Blandford Forum, United KingdomNumber of jobs available- 1 · - Region- South West · - City/Town- Blandford Forum · - Grade- Staff Grade 4 · - Post Type- Permanent · - Working Pattern- Full Time · - Role Type- Operational Delivery, Risk Management · - Salary Minimum- £29,706 · - Job description- At the Environm ...
-
Risk & Compliance Officer - Southampton
1 day ago
Chadwick Nott Southampton, United KingdomRisk & Compliance Officer - Southampton · Excellent opportunity for a Risk & Compliance Officer to join one of the UK's fastest growing law firms. · Our client is an award-winning national law firm with offices spread throughout the UK. They are currently looking for a Risk & Com ...
-
Environment Agency Blandford Forum, United KingdomNumber of jobs available- 1 · - Region- South West · - City/Town- Blandford Forum, Bridgwater · - Grade- Staff Grade 4 · - Post Type- Permanent · - Working Pattern- Full Time · - Role Type- Operational Delivery, Programme and Project Management, Risk Management · - Salary Minimum ...
-
Risk Co-ordinator
2 weeks ago
Ultimate Banking Ltd Wimborne, United Kingdom**Risk Co-ordinator - Financial Services** · **Dorset/semi - remote** · **£32 -40k** · Our client an established and growing Building Society are seeking Risk Co-Ordinator to join the team and form part of the Society's 1st line of defence, supporting the business to identify, do ...
-
Technical Compliance Specialist
2 weeks ago
PLATFORM ONE LTD Wimborne, United Kingdom**About Us** · Platform One is an infrastructure provider to the wealth management sector. We provide services such as custody, brokerage, pensions and technology to IFAs, wealth managers, investment managers, family offices and much more. One of our core offerings is an investme ...
-
Field Services Administrator
2 weeks ago
A&M Defence & Marine Services Ltd Wimborne, United Kingdom**Field Services Assistant** · We are looking for a talented and detail-oriented Field Services Assistant to join our engineering team. You will be responsible for carrying out a variety of duties to assist in the successful administration and organisation of all types of works, ...
-
Project Manager
3 weeks ago
Ultimate Banking Ltd Wimborne, United KingdomOur client is a customer focussed, financial services provider based in Dorset. They are seeking an experienced Project Manager to join their Project Team as they undertake a large transformation project, which will include moving to a new core platformwith integrated systems. Yo ...
-
Project Manager II
1 week ago
Eaton Wimborne Minster, United Kingdom Full timeJoin Eaton and help us provide energy-efficient solutions that have a real impact on the environment. We make what matters work. · Find out more on · What you'll do:As a Project Manager in the Aftermarket & EROW IPT you will be part of a cross functional team delivering project ...
-
Arrears Officer
3 weeks ago
Bond Williams Wimborne, United KingdomArrears Officer - Wimborne - £Competitive Salary · An Arrears Officer is required for our client based in Wimborne where you will be responsible for supporting customers who are in financial difficulty due to arrears on their accounts, and identifying vulnerable accounts to maint ...
Assistant Compliance and Risk Officer - Wimborne, Dorset, United Kingdom - ReQuire Consultancy LTD
Description
Our client provides essential infrastructure services to the wealth management industry, including custody, brokerage, pensions, and technology solutions.At the heart of their offerings is an investment platform service that allows financial advisers and managers to manage all their clients' investments in one secure, high-quality platform.
This integration facilitates growth and enhances service capabilities for both the business and its clients.About the role of
Technical Compliance Specialist:
You will review and implement changes due to new laws. You'll ensure our products and services follow all legal and industry standards. Your role involves providing technical compliance support across various business areas and leading or contributing to projects. You will also collaborate with experts to manage and enhance the compliance practices.
As a Technical Compliance Specialist, your role centres on ensuring that the operations align with FCA Consumer Duty rules, internal values, and compliance standards.
Handling daily compliance inquiries, particularly those related to changes in legislation, regulations, and specific rules concerning HMRC pensions and ISAs.
Collaborating with various departments, product providers, and clients to support compliance, mitigate risks, and drive continuous improvement.
Identifying and addressing compliance trends through monitoring activities, risk management, and controls.
Supporting internal teams with technical compliance issues and initiatives, and managing changes in processes to enhance compliance, risk management, and efficiency.
Keeping up with regulatory developments and communicating these to both the board and all employees.
Overseeing the implementation of regulatory changes and managing compliance and regulatory inquiries.
Maintaining relationships with relevant governmental and regulatory bodies, updating compliance programs, and risk assessments.
Assisting in the development and revision of policies and standards, and providing specific technical training on products.
Your role is pivotal in ensuring that compliance integrates smoothly with business operations and that the business remains ahead of regulatory changes.
You need a deep understanding of the legal and compliance regulations around SIPP and ISA products and HMRC legislation.You should have strong leadership and critical thinking skills for risk assessment, be a natural problem solver with keen attention to detail, and have the ability to advise, negotiate, and influence across all levels.
An exciting role part of a growing brand with a clear pathway laid out in front of you for continuous development.
&v=024){kind=logo}
Assistant Compliance and Risk Officer professionals in Wimborne Minster
-
Robin Lithgow
Change Manager