Jobs

    Compliance Advisor - Essex, United Kingdom - Barclay Simpson

    Barclay Simpson
    Barclay Simpson Essex, United Kingdom

    4 weeks ago

    Default job background
    Accounting / Finance
    Description

    I have an exciting opportunity for a compliance advisor based in Essex with hybrid working. The head of compliance, who this role reports into, is someone who is well known for nurturing talented individuals and would be a great person to learn from.

    This would be an excellent opportunity for someone working at the FCA or at a consumer credit, retail banking institution.

    The Compliance Adviser role is pivotal in ensuring the organisation's adherence to regulatory standards and frameworks, playing a crucial part in advising management on PRA/FCA regulations alongside other pertinent European and Global regulatory bodies. This position carries the responsibility of conducting specialized regulatory project work and addressing technical issues that arise within the business environment.

    At its core, the role involves maintaining, developing, and enhancing the framework for the Senior Managers & Certification Regime, a critical aspect of regulatory compliance within the financial sector. Additionally, the Adviser is tasked with the ongoing assessment of Regulatory Risks, delivering Compliance Monitoring Reviews, and staying abreast of any changes or updates in regulatory requirements.

    The Adviser's profile necessitates a solid foundation of 3 to 5 years' experience within a regulatory or compliance environment, coupled with a comprehensive understanding of the UK regulatory framework, including Compliance Monitoring & Testing, Senior Managers Regime, and Conduct Rules. Educational requirements include at least a degree level qualification, and actively pursuing or holding industry-recognised professional certifications is highly desirable.

    Reporting directly to the Head of Compliance, the Adviser acts as a deputy in their absence, providing coverage for technical compliance matters and offering support to other team members during periods of leave. The principal accountabilities of the role encompass a wide array of tasks, ranging from monitoring and assessing the impact of proposed regulatory changes to developing and maintaining policies and procedures to ensure compliance with banking, consumer credit, deposit-taking, and insurance mediation regulations on a pan-European basis.

    The Adviser plays a pivotal role in identifying Compliance Risks, reviewing and approving product plans, participating in cross-functional teams to address regulatory compliance issues in strategic initiatives and business projects, and managing various regulatory applications and submissions as required by the business.

    Key competencies required for success in this role include a deep understanding of regulatory frameworks, compliance, banking, data protection, money laundering, and financial crime policies. Additionally, strong communication skills, both oral and written, are essential for effectively liaising with stakeholders across the organization and external regulatory bodies. The ability to manage competing priorities, resolve conflicts, and develop meaningful business relationships is also crucial.

    Salary on offer is £60,000 - £75,000 and offers hybrid working.

    The offices are in Essex and you will be expected in 3 days a week.

    Please email me with your CV if you are interested in hearing more about the role


  • Barclay Simpson

    Compliance Advisor

    3 weeks ago


    Barclay Simpson essex, United Kingdom

    I have an exciting opportunity for a compliance advisor based in Essex with hybrid working. The head of compliance, who this role reports into, is someone who is well known for nurturing talented individuals and would be a great person to learn from. · This would be an excellent ...


  • Kaplan International Essex, United Kingdom

    **College Services Advisor** · **£22,000 Per annum + benefits** · **Would you enjoy helping international students to build confidence and become independent learners?** · The College Services team play a vital role covering all aspects of the student life-cycle, from registratio ...


  • Kingswood Group Essex, United Kingdom

    Kingswood Group are currently recruiting a Sustainability Business Partner for a growing business based in Essex. They are really flexible with regard to hybrid working so this position can be fully remote. · **The job**: · Working in a small team and reporting to the HSEQ Direct ...

  • Astute People

    SHEQ Advisor

    3 weeks ago


    Astute People Essex, United Kingdom Contract

    Astute's Power team is partnering with a leading Civil Engineering Subcontractor on an Energy from Waste project to recruit a SHEQ Advisor on a 6-month contract for their site in Essex. The SHEQ Advisor role comes with a day rate of £300 per day.Key skills SHEQ advisors must have ...


  • Finlink Ltd Essex, United Kingdom Full time

    This role is for those who are experienced protection advisors with their own lead source or client bank. Those who are looking for a new home to join and want a truly self employed role, this could be of interest to you. Whilst this role is for those who want to grow themselves, ...


  • HVAC Recruitment Limited essex, United Kingdom

    Health & Safety Advisor · Hainault, Essex · Monday - Friday · £45,000 + Car Allowance · An exciting opportunity has arisen for a new Health and Safety Advisor to work on behalf of one of the fastest growing SME FM Service providers in the UK right now · In the role of Health and ...


  • Pertemps Medical AHP Essex, Essex, United Kingdom Contract

    Essential Requirements: · - HCPC registration · - Previous experience in Neuropsychology (additional specialist training - highly desirable) · - UK experience · Pertemps Psychological Therapies are urgently looking to speak with a qualified HCPC registered Clinical Neuropsycholog ...


  • IDEX Consulting Ltd Essex, United Kingdom Full time

    My client is a thriving National IFA who is seeking a dynamic and experienced Training and Competence Manager, to lead the development and performance management of our Financial Advisers. The successful candidate will ensure the team delivers exceptional service to clients while ...

  • Astute People

    SHEQ Advisor

    3 weeks ago


    Astute People Essex, United Kingdom £300

    Astute's Power team is partnering with a leading Civil Engineering Subcontractor on an Energy from Waste project to recruit a SHEQ Advisor on a 6-month contract for their site in Essex. · The SHEQ Advisor role comes with a day rate of £300 per day. Key skills SHEQ advisors must ...


  • HVAC Recruitment Limited Essex, United Kingdom £45,000

    Job Description Health & Safety Advisor · Hainault, Essex · Monday - Friday · £45,000 + Car Allowance · An exciting opportunity has arisen for a new Health and Safety Advisor to work on behalf of one of the fastest growing SME FM Service providers in the UK right now · In t ...


  • HVAC Recruitment Limited Essex, United Kingdom

    Health & Safety Advisor · Hainault, Essex · Monday - Friday · £45,000 + Car Allowance · An exciting opportunity has arisen for a new Health and Safety Advisor to work on behalf of one of the fastest growing SME FM Service providers in the UK right now · In the role of He ...


  • Balfour Beatty UK Essex, United Kingdom

    About the role · The opportunity to create is all around you. Whatever your level, whatever your role, whatever the project, you'll be able to take initiative here and get stuck in. Join our Power Transmission & Distribution team as a Environmental Sustainability Advisor on the B ...

  • Astute People

    SHEQ Advisor

    4 weeks ago


    Astute People Essex, United Kingdom Contract, Full time

    Astute's Power team is partnering with a leading Civil Engineering Subcontractor on an Energy from Waste project to recruit a SHEQ Advisor on a 6-month contract for their site in Essex. · The SHEQ Advisor role comes with a day rate of £300 per day. · Key skills · SHEQ advisors ...

  • Astute People

    SHEQ Advisor

    2 weeks ago


    Astute People Essex, United Kingdom

    Astute's Power team is partnering with a leading Civil Engineering Subcontractor on an Energy from Waste project to recruit a SHEQ Advisor on a 6-month contract for their site in Essex. · The SHEQ Advisor role comes with a day rate of 300 per day. Key skills SHEQ advisors mus ...


  • Starting Point Recruitment Essex, United Kingdom

    SPR are currently recruiting for a motivated person with technical expertise to join our established clients team as a Quality Assurance/Technical Advisor. · Location: Hutton, England Essex · Salary: Up to £45K + Benefits · Hours: 8am-5pm Monday-Friday We areseekinga Quality A ...


  • Pure Resourcing Solutions Limited Essex, United Kingdom

    My client is seeking a dynamic HR Advisor to join their team and contribute to a positive, productive workplace culture. · The company is an award winning healthcare provider within their field of expertise. Provide expert advice and support on Employee Relations (ER) issues, in ...

  • Carrington West

    H&S Advisor

    3 weeks ago


    Carrington West Essex, United Kingdom £40,000 - £50,000

    Job Advert: Health and Safety Advisor · Location: Essex · Contract: Permanent, Full-time · Salary: £40,000 - £50,000 per annum · Responsibilities: · As a Health and Safety Advisor, you will collaborate closely with operational teams to ensure the effective execution of their ...


  • Pertemps Medical Professionals Essex, United Kingdom

    Essential Requirements: · -HCPC registration · - Previous experience in Neuropsychology (additional specialist training - highly desirable) · - UK experience · Pertemps Psychological Therapies are urgently looking to speak with a qualified HCPC registered Clinical Neuropsychol ...

  • Pure Resourcing Solutions Limited

    HR Advisor

    2 weeks ago


    Pure Resourcing Solutions Limited Essex, United Kingdom

    My client is seeking a dynamic HR Advisor to join their team and contribute to a positive, productive workplace culture. · The company is an award winning healthcare provider within their field of expertise. They withhold themselves to immense standards with everything they do. ...

  • Workingmums

    SHE Advisor

    3 weeks ago


    Workingmums Essex, United Kingdom £39,000

    Job Title: SHE Advisor Location: Great Baddow, We offer a range of hybrid and flexible working arrangements - please speak to your recruiter about the options for this particular role. Salary: £39,000 What you'll be doing: Provide expert SHE guidance and assurance to a desig ...