mlro (smf17) - London, United Kingdom - Compliance Professionals

Description

We have been retained by a boutique investment bank to identify a MLRO for their London based operation. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.

Ensuring compliance with all applicable Anti-Money Laundering & Terrorist Financing (AML/CTF), Know Your Client (KYC), Anti-Bribery and Corruption (ABC), Sanctions laws and regulations.

Ensure AML / CTF / Sanctions / ABC / Fraud regulations, guidance and industry best practice standards are implemented.

Establish and maintain arrangements for awareness and training of staff.
Establish and execute an AFC business wide risk assessment, AFC compliance monitoring.
programme, support quality assurance with 3rd line of defence.
Produce an annual MLRO report to the Board of Directors and manage AFC regulatory reports.
Experience within the merchant/ wholesale/ investment banking environment.
Candidates must be willing to work 5 days in an office setting