Trade and Comms Surveillance - London, United Kingdom - LHH Recruitment Solutions

LHH Recruitment Solutions
LHH Recruitment Solutions
Verified Company
London, United Kingdom

2 weeks ago

Tom O´Connor

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Tom O´Connor

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Description
Team lead for all surveillance activities relating to the identification, monitoring and investigation of suspicious trading activities from initial escalation through to resolution

Identify and lead changes to the surveillance process and automated alerting to drive effectiveness and efficiencies.

Perform periodic reviews on the effectiveness of market abuse patterns and market abuse risk assessment to assess the effectiveness of the surveillance framework

Support the Head of Wholesale Markets Compliance to deliver physical and financial regulatory compliance across the group

Perform trade, dispatch and electronic communications surveillance monitoring and escalate issues to management

An understanding of market abuse obligations under MAR and/or REMIT regulations

Experience using a Trade Surveillance system including investigating alerts and calibrating abuse patterns
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