Risk & Compliance AssociateRisk & Compliance Associate - London, United Kingdom - Career Legal

Compliance Associate

3 weeks ago

**Compliance Associate**: · - London · - £55,000 - £75,000 · - Job type: Permanent · - Sector: Asset Management & Funds · - Job reference: JB41543 · Barclay Simpson are currently recruiting for a Compliance Associate to join a growing special situations fund manager in the privat ...

Compliance Associate

2 weeks ago

Compliance Associate · Principal Responsibilities · - Administer the SMCR certification process including maintaining and improving the process · - Assist with other SMCR processes including reasonable steps · - Provide guidance and assistance regarding SMCR to various internal s ...

Compliance Associate

3 weeks ago

**Job Details**: · **Sector**: Compliance- · **Location**: City of London- · **Job Ref**: _ · **Job Type**: Permanent- · **Salary**: Negotiable per year- · **Contact**: Erika Pettersson- · **Start Date**: ASAP**Well established Equity Fund Manager is seeking a Compliance Associa ...

Compliance Associate

3 weeks ago

**What are we looking for?** · The Compliance Associate will be a member of the Compliance team and will successfully support the Head of Compliance. Your role would be to support all aspect of the MiFID business, including a variety of core compliance areas and technical AML ass ...

Compliance Associate

3 weeks ago

**Compliance Associate** · Location: London, United Kingdom · As a Compliance Associate, you will work closely with the Head of Compliance to uphold Theramex's compliance program in accordance with laws, regulations, and best practices. Additionally, you will assist the Pharmacie ...

Compliance Associate

2 weeks ago

Compliance Associate · Principal Responsibilities · - Assist in the maintenance and administration of the Firm's personal account dealing programme including account approvals, trade pre-clearance, reconciliation and monitoring and sampling · - Assist in the maintenance and admin ...

Compliance Associate

3 weeks ago

**The opportunity** · We're looking for a Compliance Associate to join our expanding team based in London. Reporting to the Head of Compliance, the purpose of your role is to implement and maintain the firm's 2nd line Compliance Oversight Programme with the support of the Complia ...

Compliance Associate

4 weeks ago

**Bovill is an independent, specialist financial services regulatory consultancy with a global offering. We specialise in helping clients solve difficult and interesting problems, so we look for people who thrive on intellectual challenge, can roll up their sleeves to delve into ...

Compliance Associate

4 weeks ago

**Company Description** · Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world's top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investm ...

Compliance Associate

3 weeks ago

Falcon Investment Management is a leading Alternative Asset Manager based in Mayfair, looking for an experienced Compliance Associate to join our growing compliance team. You will be reporting to the head of compliance/MLRO and working within a small dynamicand driven team. This ...

Compliance Associate

2 weeks ago

This position is responsible for providing support and advice to the various UK and EU Greystar countries and the Senior Director Compliance Europe regarding its risk and compliance/regulatory programmes and requirements. With a focus on AML and KYC related activities. This inclu ...

Compliance Associate

2 weeks ago

Looking to use your experience with the Ombudsman or the Regulator to move into an in-house Compliance role? · Here's your chance. This is an ideal opportunity to do exactly that in a broad, generalist Compliance role that will provide a fantastic foundation on which to build you ...

Compliance Associate

3 weeks ago

**A hugely successful City based lender are looking to appoint a career focused Compliance Assistant who is eager to build on any experience gained.** · **Responsibilities** · - Directly assisting the Compliance Manager in the execution of their regular and ad hoc duties · - Prov ...

Compliance Associate

3 weeks ago

A boutique investment partner with a global reach. From establishing firms, to fund management, to marketing financial products, they are partnered with some of the largest financial institutions of today. · **The Role**: · Sitting in their central London office, you will heavily ...

Compliance Associate

2 weeks ago

Provide Regulatory/Compliance support including but not limited to: · - Assistance with regulatory filings and related compliance requirements · - Maintenance of written policies and procedures whilst contributing to regulatory analysis · - Development and delivery of training to ...

Compliance Advisory Associate

2 weeks ago

Job Description · The TP ICAP Group is a world leading provider of market infrastructure. · Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovativ ...

Compliance Advisory Associate

3 weeks ago

We have an opportunity for a Compliance Advisory Associate to join our Compliance department. You will report into the Regulatory Risk Manager and will be responsible for assisting the Head of Compliance with the management of the firm's compliance framework and activities, as we ...

Senior Compliance Associate

3 weeks ago

Miryco Consultants are currently working with a leading Lloyd's insurance broker, who are looking for a high-achieving Senior Compliance Associate to provide efficient and effective support to the Compliance Manager and the wider Risk & Compliance team. · **Responsibilities**: · ...

Associate, Compliance Officer

2 weeks ago

Over the last 20 years, Ares' success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. T ...

Derivatives Compliance Associate

3 weeks ago

**Job Details**: · **Sector**: Compliance- · **Location**: London- · **Job Ref**: _ · **Job Type**: Permanent- · **Salary**: Negotiable- · **Contact**: Erika Pettersson**A global clearing broker is actively seeking a dynamic Compliance Associate to join their team and contribute ...