Vice President Compliance Officer - London, United Kingdom - Goodman Masson

Compliance Officer

4 days ago

Your opportunity · **Primary Responsibilities**: · - Perform monthly compliance monitoring to assess the adequacy of the Firm's compliance with applicable regulations · - Assist with the review of client communications, including financial promotions and cross border distribution ...

Compliance Officer Compliance

2 weeks ago

**Responsibilities** · - Maintain and execute the Compliance Monitoring Plan, by conducting thematic and area specific reviews against KPI's; provide output in the form of written reports, suggesting severity of issue/s found, remedial actions, timescales and monitoring for closu ...

Compliance Officer

3 weeks ago

Secteur industriel - Environnement régulé - FR/UK · Vous rapportez auDirecteur Département Juridique et Secrétaire Général du Groupe. Vous renforcez ainsi l'équipe juridique et conformité constituée d'une dizaine de collaborateurs. Vous êtes basé à Herstal. · Fonction · Vous i ...

Compliance Officer

2 weeks ago

**Responsibilities**: · **Description of the Business Line or Department** · The Compliance and Financial Crime Team (CPLE) is a key 2LOD control function within SG Kleinwort Hambros. CPLE comprises the Regulatory Compliance team, UK Financial Crime team and local offshore Compli ...

Compliance Officer

2 weeks ago

**Our Team**: · Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial newsand in ...

Compliance Officer

2 weeks ago

They are looking for a financial services compliance professional that is looking to make a move to platform that is pioneering making the private equity industry more accessible. · The business already has a number of offices globally and a strong network with investors, which m ...

Compliance Officer

2 weeks ago

Arthur is delighted to be partnered with a Lloyd's syndicate looking to enhance their Compliance operations by adding a Compliance Officer to their team. · Acting as part of a centralised Compliance function, the Compliance Officer will provide a range of compliance support for c ...

Compliance Officer

1 week ago

We are currently looking to hire a generalist compliance professional in our London office reporting to the Global Chief Compliance Officer. The role is to work with the Legal & Compliance team to ensure we are running a best in practice global compliance program. · **Principal R ...

Compliance Officer

3 weeks ago

**Job highlights** · - Full time · - London, Greater London, United Kingdom · - Compliance · **Job ID** · - R **Closing date** · - 28/06/2024**Last Updated** · - 10/05/2024*** · **Summary** · The role of the Compliance Officer will be split across Glencore's Oil Marketing and Ass ...

Compliance Officer

2 weeks ago

FE fundinfo is a global leader in investment fund data and technology. We are proud of our vast, diverse, and highly skilled team, who help to make our industry Better Connected and Better Informed. We are currently recruiting for a Compliance Officer to join our team in London ( ...

Compliance Officer

3 weeks ago

Job Details · Compliance Officer · Up to £45,000pa + Benefits · London, Permanent · International Law Firm · My client, a top international law firm, is actively recruiting for a risk and compliance professional to join them on a permanent basis in London - working as their new C ...

Compliance Officer

1 week ago

**THE COMPANY**: · Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers · **THE RESPONSIBILITIES**: · - Performing Compliance Risk Assessments · ...

Compliance Officer

1 week ago

Financial Services · London · 04/01/2023 · Type of Position: Compliance Officer · Pay: £50k - £60k · **Compliance Officer - London**: · We are working with an IFA firm based in London looking for a Compliance Officer to join their team. This is a permanent position with hybrid wo ...

Compliance Officer

3 weeks ago

MERJE are supporting this highly prestigious Financial Services in their search for a Compliance Officer. · Our client's focus is to build a financial plan & investment strategy for their clients by providing a tailored discretionary, advisory and execution · - only services to i ...

Compliance Officer

2 weeks ago

Join the Riley Personnel Team as a Recruitment Compliance Officer & Administrator · Are you looking for an exciting opportunity in the education recruitment sector? Look no further than Riley Personnel We are currently seeking a proactive and passionate individual to fill the rol ...

Compliance Officer

1 week ago

About Us: · BETA CAPITAL MANAGEMENT is a dynamic and forward-thinking financial firm dedicated to providing exceptional investment and wealth management services. We are committed to maintaining the highest standards of compliance and ethics in all our operations. To strengthen o ...

Compliance Officer

3 weeks ago

A brand new Compliance Officer position (12 Month FTC) is available with a market leading Lloyd's Market Insurance specialist · **Compliance Officer (12 Month FTC)** · **London/Hybrid** · **Leading Lloyd's Business** · **Salary - Up to £ Bonus + Excellent benefits** · Acting as p ...

Compliance Officer

2 weeks ago

The Compliance Officer will also be responsible for: · - Creating and implementing annual monitoring plans · - Executing monitoring plans · - Horizon scanning for new regulatory developments which may impact the bank · - Assisting with policy implementation, advisory and other co ...

Compliance Officer

1 week ago

ITI Capital Limited is a financial technology business focusing on global brokerage, asset management, fintech investments & technology transfer globally. It is authorized and regulated by the FCA. · The Head office is in the City of London - UK · **Compliance Advisory** · - Prov ...

Compliance Officer

2 weeks ago

**Compliance Officer - Nursing Recruitment** · After amazing growth within our 12 years, we are now looking for our next generation of top talent to join our rapidly growing compliance team. · This is a fantastic opportunity for an experienced Nursing Compliance Officer to join T ...