Jobs
>
London

    Business Assurance/Suitability Analyst - London (Greater), United Kingdom - Synchronicity Group

    Default job background
    Part time, Full time
    Description
    We are working with a leading Wealth Management client who are looking for a Level 4 Diploma qualified Business Assurance Analyst / Suitability Specialist to join their 1LoD team.

    As a Business Assurance Analyst, you will review and assess suitability reports related to pensions, ISAs, investments and trusts to ensure that all financial and investment advice recommendations are in clients' best interests and meet internal and regulatory standards.



    Responsibilities:
    • Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority
    • Proactively contact internal clients and seek further information and any necessary clarifications
    • Provide feedback to report writers and respond to any follow-up enquiries
    • Provide feedback to Management on areas that require further improvement and development in the advice team
    • Discuss possible process improvements with management and senior management.
      Requirements:
      • Level 4 qualified - Diploma in Financial Planning/Regulated Financial Planning
      • Level 6/Chartered status would be an advantage, as would AF3/G60 PTS qualification
      • Very strong understanding of financial planning principles with a specialism in pension planning
      • Very strong understanding of the FCA's COBS requirements for suitability
      • Experience in file reviewing personal recommendations for retail clients
        This is a London based role, initially 5 days a week in the office, after probation there is flexibility to work from home 1-2 days a week.

  • Service Care Solutions - Criminal Justice

    Assurance Analyst

    1 week ago


    Service Care Solutions - Criminal Justice London, United Kingdom

    Service Care Solutions are looking for an Assurance Analyst to work on a Hybrid basis for a Government entity in London. · **Responsibilities**: · *Helping to assess service readiness against service transition acceptance criteria at the start of the project to ensure successful ...


  • NonStop Consulting Ltd London, United Kingdom

    We are looking to speak to **Information Assurance Analysts** in relation to a high-profile assignment with the UK Government · This is a **Hybrid** role, with a very attractive rate and an extensible contract. What's better than some security during these challenging times? · Fu ...


  • Harrison Holgate London, United Kingdom

    **Quality Assurance Analyst** · **Salary: £40,000** · **Hybrid/Flexible** · We are a leader in specialty insurance with a vibrant culture built on respect, equality, wellness and opportunity. We're an innovative organization that's small enough to be agile and big enough to make ...


  • DCC London, United Kingdom

    **Becoming a Test Assurance Analyst with Smart DCC**: · Fantastic opportunity to secure an initial 2 months contract as a Test Assurance Analyst with Smart DCC on a hybrid working model (2 days in the office, 3 days remote working). There is really good scope for extension for th ...


  • Experis LTD London, United Kingdom

    My client a large global brand is looking for an experienced IT Control Assurance Analyst. The role is hybrid (3 days in the office) based in London. · The role would be as follows: · - You will be part of a new small team being established to assure the effectiveness of Technolo ...


  • Securus Recruitment London, United Kingdom

    A leading Lloyd's syndicate has an exciting opportunity for a Quality Assurance Analyst to partner with all areas of the business and IT to help implement fully integrated solutions as their enterprise architecture evolves to support business growth. · You will review data integr ...


  • Akkodis London, United Kingdom

    Security Assurance Consultant · Remote (Must be based in the UK) · up to 67K + Company benefits · Working for an FS-based organisation, the team is growing the internal function by bringing in a "doer" with experience in the following: · The role would be a mixture of: · - Pen te ...


  • Harnham London, United Kingdom

    **Product Analyst (reporting and assurance)** · **London** · **Up to £85,000** · **Hybrid**(2 days a week in the office) · **The Company** · This is an amazing opportunity to work as a Product Analyst at a rapid-growing RegTech start-up with next-generation screening software, wh ...


  • eFinancialCareers London, United Kingdom

    Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Assurance team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing riskassessments of Citi's com ...


  • eFinancialCareers London, United Kingdom

    **Experience required**: · - Good understanding and in-depth knowledge of sanctions regimes and transaction filtering best practices · - Be able to articulate requirements and balance customer and business requirements · - Come from an Assurance or Audit Background with experienc ...


  • Resources Group London, United Kingdom

    c. £35,000 plus benefits; London/Hybrid/Remote · Super role for a Data Quality Specialist with knowledge of the market research sector to join this high performing/expanding insights agency. · This firm has been going from strength to strength re the survey work/insights they per ...


  • Equiniti London, United Kingdom

    EQ is a leading international provider of shareholder, pension, remediation and credit technology. With over 5,000 employees, it supports 37 Million people in 120 countries. EQ's purpose is to care for every customer and simplify every transaction, deliveredwith less of an impact ...


  • Equiniti London, United Kingdom

    Equiniti is a leading international provider of shareholder, pension, remediation, and credit technology. With over 6000 employees, it supports 37 million people in 120 countries. · EQ's vision is to be the leading global share registrar, offering complementary services to its cl ...


  • eFinancialCareers London, United Kingdom

    **About Columbia Threadneedle Investments** · What working at Columbia Threadneedle offers.... · Working at Columbia Threadneedle Investments you'll find the promise we make to our clients is the same one we make to our employees**:Your success is our priority.** · Here, you'll f ...


  • eFinancialCareers London, United Kingdom

    **Your key responsibilities** · - Supporting London QA Managers in developing, implementing and executing a sustainable testing approach to validate completeness and effectiveness of the Payments IT control landscape, including development of QA sampling and documentation standar ...


  • Akkodis London, United Kingdom

    Information Security Analyst - (SOC2 Audits, 27001) · Remote Based (Must be living in the UK) · Up to 48,000 · This is an opportunity to be part of an exciting and fast-growing organisation building out its Assurance team. · You'd be supporting, third-party vendor assurance, risk ...


  • Ricci Recruitment City of London, United Kingdom

    Another fantastic opportunity to join a great Insurance Organisation with a competitive salary and benefits joining a Quality Assurance Team Overall you be there to ensure underwriting Controls are embedded and continuously monitored. Day to day dutieswill include; Liaising with ...


  • Huxley London, United Kingdom

    **EMIR and MIFID II Testing Quality Assurance analyst** · New and exclusive opportunity for a EMIR MIFID Trade Transaction Quality assurance testing Reporting Operations Analyst to join a thriving bank as they grow their Trade Transaction Reporting Operations team who are respons ...


  • Quilter Business Services London, United Kingdom

    **What the Hiring Manager says** The Third Party Information Security Assurance Analyst is responsible for assessing and assuring the information security of our third parties, identifying and assessing information security threats, evaluating their security posture, and driving ...


  • Ricci Recruitment City of London, United Kingdom

    Another fantastic opportunity to join a great Insurance Organisation with a competitive salary and benefits joining a Quality Assurance Team Overall you be there to ensure underwriting Controls are embedded and continuously monitored. Day to day dutieswill include; Liaising with ...