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Ashford
Esther Adjei

Esther Adjei

Senior Compliance Officer

Legal

Ashford, Ashford District, Kent

Social

About Esther Adjei:

Summary: technical Professional, akin to legal and compliance sector underpinning conflicts, financial crime, governance, integrity, conduct, regulatory change implementation projects (consumer duty, green financing, BREXIT, IBOR, Institutional trading/reporting etc), drafting, reviews and Management reporting.

Chaperon for the Private/Public sides along with financial crime, sanctions, confidential information of all nature (MNPI, information barrier erection, due diligence, restricted & Insiders lists maintenance, researchclearance, financial promotions and marketing preclearance), data protection/GDPR and reputational risks.

Global and Local Regs: EMIR, SFTR, MIFID, MAR, Contract Law, Competition Law, MIFID II vis-à-vis COBS, PSRs/EMRs, UCITS, AIFMD, FCA, PRA, SYSC, CASS, AML, KYC, Sanctions, Fraud, SEC, Dodd Frank, Volcker Rule, FINRA S138/9 across EMEA, APAC and Americas with focus on Corporate, Commercial& Investment Banking, Lending, Structured Finance, Sponsors financing, Trade Finance, Treasury, Project Financing, Derivatives Solutions, Global Markets Securities, Treasury and Research. Recognised for superior business acumen – poised in competitive and fast paced businesses

Experience

Summary: technical Professional, akin to legal and compliance sector underpinning conflicts, financial crime, governance, integrity, conduct, regulatory change implementation projects (consumer duty, green financing, BREXIT, IBOR, Institutional trading/reporting etc), drafting, reviews and Management reporting.

Chaperon for the Private/Public sides along with financial crime, sanctions, confidential information of all nature (MNPI, information barrier erection, due diligence, restricted & Insiders lists maintenance, researchclearance, financial promotions and marketing preclearance), data protection/GDPR and reputational risks.

Global and Local Regs: EMIR, SFTR, MIFID, MAR, Contract Law, Competition Law, MIFID II vis-à-vis COBS, PSRs/EMRs, UCITS, AIFMD, FCA, PRA, SYSC, CASS, AML, KYC, Sanctions, Fraud, SEC, Dodd Frank, Volcker Rule, FINRA S138/9 across EMEA, APAC and Americas with focus on Corporate, Commercial& Investment Banking, Lending, Structured Finance, Sponsors financing, Trade Finance, Treasury, Project Financing, Derivatives Solutions, Global Markets Securities, Treasury and Research. 

Education

Leeds Law School, LLM incorporating GDL

University of London (LLB) – transferred to Leeds Law School

University of Reading, London Postgraduate Certificate (International Corporate Law)

Queen Mary University of London, MSC Investment and Finance

University of East London, London, Bachelor of Arts in International Business

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