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Compliance Director
1 week ago
eFinancialCareers London, United KingdomRESPONSIBLITIES: · - Maintain and implement compliance and AML policies and procedures, as well as a monitoring program, regulatory requirements and emerging regulatory risk. Liaising with the head of international compliance. · - Monitor and oversee all regulatory filings. · - E ...
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Compliance Director Uk
1 week ago
eFinancialCareers London, United Kingdom**Compliance Director | UK & European Specialist | Asset Management** · - We make a difference, delivering outcomes for our millions of members · - New Leadership seat in London to lead and grow a niche compliance department · - Be the local expert for business risk, control, reg ...
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Compliance Operations Director
2 weeks ago
eFinancialCareers London, United Kingdom**Please note** - This is a contract role (3 to 6 months covering a maternity leave) & requires 2 days a week in Osterley (West London) and 3 days remote. · **Overview**: · Provide exemplary and commercially astute compliance operational leadership within the Group Legal Complian ...
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Compliance Sanctions Director
2 weeks ago
eFinancialCareers London, United KingdomThe Certification Regime is one element of the Individual Accountability Regime which came into effect on 7 March 2016. · Under the Certification Regime, Citi UK regulated entities (Citi entities) must ensure that employees working in certain roles categorised as specified signif ...
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Assistant Director of Compliance
1 week ago
MMP Consultancy London, United KingdomMMP Consultancy is seeking a qualified and experienced Assistant Director of Property Compliance for an interim opportunity within a leading housing association based in London. £500 per day inside IR35. · - Lead the Service and Compliance Teams to ensure achieves statutory and r ...
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Director - Compliance Consultancy
7 hours ago
Arthur London, United Kingdom**Arthur are delighted to be partnered with a client at the forefront of the professional services industry, particularly in the Insurance market.**They are looking for individuals at Director grade who have relevant experience and knowledge of conduct & compliance regulation in ...
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Compliance Sanctions Director
1 week ago
eFinancialCareers London, United KingdomThe Certification Regime is one element of the Individual Accountability Regime which came into effect on 7 March 2016. · Under the Certification Regime, Citi UK regulated entities (Citi entities) must ensure that employees working in certain roles categorised as specified signif ...
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Risk and Compliance Director
1 day ago
Tavistock Appointments London, United KingdomWorking for a leading professional body, this is a key role which will involve managing the enterprise risk for the organisation in order to ensure relevant policies and requirements are met both internally and externally. Working as part of the ProfessionalStandards team, you wi ...
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Risk Advisory Compliance Director
3 weeks ago
eFinancialCareers London, United KingdomMy client is a stand alone regulatory consultancy backed by a global Legal practice. · They are looking to recruit a Director consultant with expertise in regulatory consulting within financial services. · The consultancy is established with 10 employees already and has been setu ...
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Financial Crime Compliance Director
3 weeks ago
eFinancialCareers London, United Kingdom**Financial Crime Compliance Director - Investment Banking** · London. Hybrid. · Are you someone who is passionate about providing Financial Crime advice? This role is a natural leader and has a keen interest in the evolving regulatory requirements across the Investment Banking s ...
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Director, Financial Crime Compliance
3 weeks ago
eFinancialCareers London, United KingdomExpertise and track record in Financial Crime Risk domain in Financial Services, including Fraud Analytics, Transaction Monitoring, Know Your Customer, Fraud/Anti-bribery and Corruption, Trade Surveillance and Market Abuse, etc. · - **Transaction Monitoring** - AML model validati ...
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Group Risk and Compliance Director
1 week ago
Colyer Dodd & Co Ltd London, United KingdomWe are delighted to be assisting and working exclusively with this leading global General Insurer for such an important position within their firm. This established business has various insurance channels combined with sizeable assets under management. Reportingdirectly to the Ch ...
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Assistant Director of Property Compliance
2 days ago
Reed Property & Construction London, United KingdomWe are currently recruiting on behalf of a well-established housing provider in London for a Assistant Director of Property Compliance. · The Assistant Director will Lead the Compliance Contract Team to ensure the Housing Association achieves statutory and regulatory compliance i ...
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Stonebridge Executive Search London, United KingdomThis opportunity sits with a leading Insolvency and Restructuring firm, well known as a centre of excellence within the industry. The firm is London based, with a robust offering across multiple sectors. Aside from enjoying an excellent reputation, our clientoffers a market leadi ...
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Interim Risk and Compliance Director
6 hours ago
Colyer Dodd & Co Ltd London, United KingdomA leading global General Insurer requires an interim Group Head of Risk and Compliance Director whilst awaiting the new permanent incumbent. It is envisaged that the contract will last between 3 to 6 months looking after various specialist insurance channelscombined with sizeable ...
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Compliance Consultancy Director Level Roles
3 weeks ago
eFinancialCareers London, United Kingdom**COMPLIANCE CONSULTANCY DIRECTOR LEVEL ROLE - PAYMENTS SERVICES EXP (FROM A REGULATOR OR CONSULTANCY) REQUIRED** · **Ref: 3904D** · **£120K + bonus & benefits · - Hybrid (London)** · We are recruiting for a leading independent compliance consultancy now looking to augment theirt ...
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Compliance Advisory Director, Private Side
3 weeks ago
eFinancialCareers London, United KingdomThis is a fantastic opportunity to work alongside a team of high-calibre Advisors, responsible for facing off to front office colleagues. · As a Compliance Advisory Director you will also be responsible for: · - Managing relationships up to Board-level within the bank, ensuring t ...
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Director - Global Markets Compliance Officer
1 week ago
Barclay Simpson London, United Kingdom**Director - Global Markets Compliance Officer**: · - London · - Up to £150,000 · - Job type: Contract · - Sector: Banking · - Job reference: JT39746 · Barclay Simpson are currently hiring on behalf of a well-regarded, European Investment Bank who are looking for a Director level ...
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Associate Director, Ficc Compliance Advisory
3 weeks ago
eFinancialCareers London, United KingdomPRIMARY RESPONSIBILITIES: · Associate Director within Capital Markets Compliance team for Europe, with responsibility for supporting the Head of FICC Compliance Advisory Europe, in relation to all Global Markets front office advisory activities for FIC. · Responsibilities include ...
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Director Global Compliance and Reporting, Direct
2 weeks ago
EY London, United Kingdom**EY Director Global Compliance and Reporting, Direct Tax and Tax Accounting** · The role is unique and not like the one you would find in a traditional tax advisory firm. This is an opportunity for an ambitious tax professional to join our growing team and work on some of our la ...
Product Compliance Director - London, United Kingdom - Citi
Description
Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk appetite and protects the franchise.
In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the firm's and customer needs in a manner consistent with the Citi program framework.
Leading a team of compliance professionals to design, develop, deliver and maintain best-in-class Privacy and Responsible Data Horizontal Compliance, program for ICRM.
Provides compliance guidance on function/business/product rules and regulations relating to operational issues, transactional approvals and the application of internal compliance policies for day-to-day activities.
Managing a team of multiple teams of Compliance professionals.recommending staffing levels required to carry out the unit's role and responsibilities effectively while establishing and adhering to talent management processes and compensation and performance management programs.
Mentoring and developing junior staff.Directing the design, development, delivery and maintenance of best-in-class Compliance, programs, policies and practices for ICRM. Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings.
Provides advice to the function/business/product on an ongoing basis on new initiatives, new products, acquisitions, and client-related matters with respect to applicability of policies, resolution of potential red flags or other client/transaction-related compliance escalations.
Representing Citi on critical regulatory matters as required.Serves as liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and oversees the implementation of related remediation.
Legal, Business Management, Operations, Technology, Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned business/product/function.
Supporting the function/business/product in performing timely compliance reviews of new transactions and/or products.Managing ICRM initiatives as required, such as the implementation of new Compliance systems, controls, and related project management work efforts.
Assisting in the development and administration of Compliance training for the assigned business/product/function.Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the business/product/function supported.
Analyzing and scoping the impact including applicability of new and complex regulatory developments across the assigned business/product/function, including cross-border impact.
Assisting in the establishment of ICRM policies, procedures and controls to comply with these new or changed laws and regulations.
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
Ability to interact and communicate effectively with senior leadersSignificant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls
Demonstrated ability to assess complex issues through root cause analysis and other analytical techniques; drive to resolution with senior stakeholders
Ability to influence and lead people across cultures at a senior level using sound judgment and successful execution, understanding how to operate effectively across diverse Business/Function
Ability to challenge Business/Function management and escalate issues when appropriate
Bachelor's degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; strong working knowledge of the assigned function/business/product and related laws and regulations, previous experience managing a diverse staff; Compliance and Control
Product Compliance Risk Management
Full time
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities.If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi .
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