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    Manager, Management Associate - United Kingdom - DesignCafe

    DesignCafe
    DesignCafe United Kingdom

    1 week ago

    Default job background
    Description
    10 or More than 10 years Bengaluru, Jayanagar
    Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
    Oversee the Front Line's execution and challenges appropriately on compliance related decisions
    Support the oversight or monitoring of a risk-based compliance program
    Provide support in developing and overseeing standards with some business and functional knowledge
    Provide compliance risk insight and support projects and initiatives with low to moderate risk for a business line or functional area
    Work with a business unit, a defined set of rules and regulations on low to moderate risk compliance matters
    Support the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
    Provide support in reporting findings and drafting recommendations to management
    Support and implement initiatives with low to moderate risk
    Interact with team to support risk oversight and monitoring
    Manage and ensure accuracy of data
    Troubleshoot system issues to determine root cause
    Research and implement new regulatory rules and manage other Registration Team related projects
    Identify and recommend opportunities for process improvement and risk control development
    Establish and maintain effective relationships with various teams
    Make decisions and resolve issues to meet business objectives
    Interpret policies, procedures, and compliance requirements
    Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals
    Interact with internal customers
    Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements
    Desired profile of the candidate
    Ensure Regulatory inventory related to laws, rules and regulations is maintained in the system of record as per the procedures
    Perform quality checks on the work performed by the team
    Manage regulatory inventory management team
    Engage with Quality Assurance, Vendor partners, Legal and Compliance teams to discuss key process updates and clarify questions
    Coach and train junior resources in the team
    Monitor process KPIs, metrics and support in timely execution of the deliverables as per the agreed quality standards and procedures
    Keep the process procedures up to date
    Qualification
    ~ B.Com, MBA or M.Com with 10 plus years of overall experience in Banking and Financial Services, of which 4 plus years of experience in risk management (includes compliance, regulatory change management, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management)
    ~3 Plus years of People Manager/Leadership experience
    ~ Experience in Compliance, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

    Technical / Professional
    Law degree, Companies Secretary
    Expertise in leading processes related to technology data entry
    Ability to receive and provide directions to the team on using the SHRP Governance Management system (Archer platform)
    Coaching and training skills
    Excellent verbal and written communication skills
    Ability to articulate complex concepts in a clear manner
    Advanced Microsoft Office skills
    Good eye for detail and accuracy
    Execution oriented, professional demeanor, self-starter behavior and able to recognize opportunities for improvement in the business and to act on those opportunities
    Working knowledge on SharePoint would be an added advantage #J-18808-Ljbffr
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