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Compliance Officer
Found in: Appcast UK C C2 - 9 hours ago
Clayton Davies Leeds, United KingdomWe are working exclusively with a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective compliance framework ...
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Compliance Officer
Found in: Appcast UK C C2 - 9 hours ago
LR Legal Recruitment Leeds, United KingdomRole - Compliance Officer · Location - Leeds · Salary - £30k · Job Description · Ensure the firm complies with all relevant statutory laws and regulations, internal policies and procedures. · Manage the firm's Lexcel Accreditation Audit · Ensure continual monitoring and review of ...
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Compliance Officer
Found in: Ziprecruiter UK C2 - 4 hours ago
Clayton Davies Leeds, United KingdomJob Description · We are working exclusively with a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective co ...
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Compliance Officer
Found in: Jooble UK O C2 - 2 days ago
Clayton Davies Leeds, United KingdomWe are working exclusively with a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective compliance framework ...
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Compliance Officer
Found in: Jooble UK O C2 - 1 day ago
Get Recruited Ltd Leeds, United KingdomCOMPLIANCE OFFICER · LEEDS + HYBRID WORKING · Join an exciting insurance brokerage based near Leeds. · This is a growing team in a growing brokerage looking for ambitious compliance professional looking to progress within a friendly culture. · If you come from a Compliance Back ...
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Compliance Officer
Found in: Jooble UK O L C2 - 8 hours ago
Clayton Davies Leeds, United KingdomWe are working exclusively with a successful financial planning business who are looking for a Compliance Officer to join the team. Reporting to the Compliance Director, the role holder will be instrumental in developing, implementing and monitoring effective compliance framework ...
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Associate Compliance Officer
Found in: Jooble UK O C2 - 2 days ago
Link Group Service Company Limited Leeds, United KingdomWe're looking for a Compliance Associate to join the team, reporting to a Compliance Manager and working on a hybrid basis from our stunning city centre office in Leeds , so you'll need to be within a commutable distance for the days you're in the office. As a Compliance Associat ...
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Compliance Officer
Found in: Appcast UK C C2 - 1 day ago
Inneo Recruitment Ltd Bradford, United KingdomCompliance Officer - £30,000 + up to 10% performance related bonus · We are seeking a skilled and knowledgeable Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our organisation adheres to all applicable laws, regulations, an ...
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Compliance Officer
Found in: Jooble UK O L C2 - 2 days ago
Inneo Recruitment Ltd Bradford, United KingdomCompliance Officer - £30,000 + up to 10% performance related bonusWe are seeking a skilled and knowledgeable Compliance Officer to join our team. As a Compliance Officer, you will be responsible for ensuring that our organisation adheres to all applicable laws, regulations, and i ...
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Compliance Officer
Found in: Talent UK C2 - 1 day ago
Corpay Knaresborough, United Kingdom Full timeYour role · What you'll be doing · Corpay^ is currently looking to hire a Compliance Officer within the UK Compliance division. This position falls under our Corpay^ line of business based in Swindon, UK. · This is a 12-month fixed term contract, working 3 days a week onsite ...
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Compliance Officer
Found in: Talent UK C2 - 7 hours ago
Cubed Talent Keighley, United KingdomOur client is a UKbased awardwinningmanufacturer and distributor of speciality and commodity chemicals.Their five divisions Functional Innovation Food & BeverageMetal Surface Treatment and Life Science & Surfactantsserve customers in sectors including agriculture water treatmentf ...
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Compliance and Business Support Officer
Found in: Jooble UK O L C2 - 3 days ago
IQVIA West Yorkshire, United KingdomBusiness Compliance and Operational Support AdministratorType: full-time, requires occasional travelWe are currently seeking a highly motivated and experienced Business Compliance and Operational Support Administrator to join our team. As a Business Compliance and Operational Sup ...
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Insurance Compliance Officer
Found in: Indeed UK C2 - 5 days ago
Capio Recruitment Hessle, United Kingdom Full time*Compliance Officer * · *Location: *North Yorkshire · *Salary: *£28,500 - £32,500 DOE · *The Company:* · We are working with an independent insurance broker who are looking for a Compliance Officer to their Operations department due to the ongoing growth of the business · *The Ro ...
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Key Account Manager
Found in: SonicJobs Direct Apply UK - 10 hours ago
Randstad Tech IT Leeds, United KingdomKey Account Manager · Location: Working in the district of South yorkshire, West Yorkshire, Derbyshire or London (within M25) · Salary £70,000 + Car + 25 days hol / buy and sell extra days + Bonus 10% · This is a new permanent position covering areas such as South yorkshire, West ...
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AML Compliance Officer
Found in: Appcast UK C C2 - 6 days ago
GKR International - Real Estate Talent Specialists Sheffield, United KingdomCOMPANY ACCOUNTS & AML COMPLIANCE OFFICER - REMOTE WORKING · Our client is one of the fastest-growing residential brokerages - an innovative business revolutionising the market. · They are looking for a Company Accounts & AML Compliance Officer to join the team. Working closely w ...
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Financial Controller
Found in: SonicJobs Direct Apply UK - 10 hours ago
Elevation Recruitment Limited Leeds, United Kingdom Full timeFinancial Controller · Location: Leeds · Salary: £65,000 - £70,000 + Bonus & Benefits (Flex working - 2 days in the office) · Elevation Senior Finance is currently looking to recruit a Financial Controller in Leeds on behalf of a global business that is set for continual grow ...
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Tax Accountant
Found in: SonicJobs Direct Apply UK - 3 days ago
Gifford and Partners Recruitment Limited Leeds, United Kingdom Full timeTax Accountant needed for a dynamic role, blending remote work with office presence in Leeds. Dive into the fascinating arena of direct and indirect taxation across a Group head office business where you will guide both internal and external stakeholders and become the go-to tax ...
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Tax Manager
Found in: SonicJobs Direct Apply UK - 3 days ago
Gifford and Partners Recruitment Limited Leeds, United Kingdom Permanent, Full timePART TIME Tax Manager using a hybrid working model split between working at home and a Leeds Head Office, working a 25-28 hour week. Do you thrive in a dynamic environment where no two days are the same? · As Part Time Tax Manager, you'll dive into the world of direct and indirec ...
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Health, Safety and Environment Manager
Found in: SonicJobs Direct Apply UK - 1 day ago
Baker Harding Limited Leeds, United Kingdom Full timeOur client, an established family-owned business in Leeds, is seeking a Health, Safety and Environment Manager. This is an exciting opportunity to join a leading manufacturer and supplier of electrical power distribution equipment and pioneers of ultra-low loss amorphous transfor ...
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Health Safety
Found in: SonicJobs Direct Apply UK - 2 days ago
BPIF Leeds, United Kingdom Full timeAre you based in the North East with evidenced experienced in Health, Safety and Environment within the print Industry and looking for your next challenge. We are looking for an ambitious individual to join our expanding team supporting our members with their HS&E requirements. ...
Compliance Officer - Leeds, United Kingdom - MERJE Ltd
Description
Opportunity to join an established and leading firm within the Investment and Wealth Management sector as they look to add a Compliance officer to their Compliance function located in central Leeds.
The successful candidate will assist the Compliance Manager in meeting the team's objectives, ensuring the firm fulfils the Financial Conduct Authority's requirements and meets the rules of the Financial Services and Markets Act.
The business operates a very flexible hybrid working policy and alongside the base salary, the role offers an excellent annual bonus and other financial and non-financial benefits.
Monitor business risks in accordance with regulatory requirements and internal procedures, both desk and field based.Complete tasks in accordance with the Compliance Plan as set out in line with FCA and strategic business objectives.
Review and monitor customer complaints where required, complete MI, contribute to Root Cause Analysis, and to submit regulatory reports.
Respond to daily queries via the Compliance inbox and KYC reviews.To review financial promotions prior to publication and make recommendations as necessary to meet regulatory guidance, as required.
Monitor Training & Competence (T&C) arrangements throughout Head Office and Branches.
Carry out any other duties as requested by the Head of Regulation or Monitoring Manager, and to support and deputise for colleagues in the department.
To ensure that all reports of regulatory breaches are evaluated and recorded and agree follow up actions required with the Head of Regulation.
To report any risks which may be detrimental to clients or to the firm's reputation.FSI or equivalent (level 3 or 4) is desirable but not essential as overall experience will be considered.
Experience within Compliance ideally gained within Wealth Management, Stockbroking, or Investments.
Training & Competence knowledge
Minimum of 1 year's compliance, or 3 years administration experience within financial services or a similar regulated industry.
Knowledge of Microsoft Office Applications (Intermediate level).