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    Compliance Officer - Leeds, United Kingdom - Get Recruited Ltd

    Get Recruited Ltd
    Get Recruited Ltd Leeds, United Kingdom

    1 week ago

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    Description

    COMPLIANCE OFFICER
    LEEDS + HYBRID WORKING

    Join an exciting insurance brokerage based near Leeds.

    This is a growing team in a growing brokerage looking for ambitious compliance professional looking to progress within a friendly culture.

    If you come from a Compliance Background within the Financial Services or Insurance industry this could be just the role for you.

    Administrator, Risk Analyst, Compliance Administration, Risk Admin Support

    Hybrid working Structure- 3 days in the office/2 at home
    ~25 days Holiday
    ~ Assist with the provision of consistent and reliable Compliance advice to the business on a broad range of regulatory matters and to explain the impact of any changes.
    Assist with the identification and assessment of the compliance risks applicable to the business.
    Support and maintain the risk registers for the business.
    Ensure that all complaints are dealt with appropriately.

    Assist as directed in dealing with licensing and regulatory issues, including liaison with the internal and external parties where necessary.

    Ensure that any matters which arise from internal or external reviews or monitoring visits are followed up and the actions tracked and resolved appropriately.

    Provide support and guidance to the business in understanding its responsibilities and obligations under relevant policies (e.g.

    Anti-Bribery & Corruption, Conflicts of interest, Financial Crime, Gifts (Conflicts of Interest), Complaints, etc.

    respond to queries on the interpretation of relevant compliance policies.
    Maintaining all compliance registers e.g.

    Advertising / TOBAs/ Sanctions / Complaints / Conflict Management / Gifts and Hospitality / Breaches, etc.
    fee checks, sign-offs, training, etc.
    And any other tasks required to be undertaken to support the compliance department

    Shown experience in compliance advisory, compliance testing or other risk control functions in the financial services industry, preferably in insurance industry
    Project management experience is desired
    Flexible and adaptable to dynamic, changing work processes and environment
    We are currently shortlisting for interview so if you have experience within Compliance in the Insurance industry, apply today
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