- Resolving formal complaints and incidents
- Identifying causes of breaches and reporting mitigation and themes.
- Managing firmwide risks (ethical, regulatory, conduct)
- Updating and reporting on risk registers.
- Ensuring all corrective actions are mitigated
- Examining R&C data, reporting on emerging risks and conducting thematic reviews and audits Providing suggestions for mitigation
- Designing and delivering R&C training programmes and materials.
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Risk and Compliance Lawyer - London, United Kingdom - AJ FOX COMPLIANCE
Description
Job Description
Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.
We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with flexibility to be fully remote). All you need is experience dealing with GDPR, Data Protection, the SRA Handbook and regulatory standards/procedures (but other relevant legislation and regulation experience is welcomed).
Some key responsibilities:
If you are interested, please send your CV to be considered. Thank you.