Market Conduct Compliance Officer - London, United Kingdom - Glencore

Glencore

Verified Company

London, United Kingdom

1 week ago

Posted by:

Tom O´Connor

beBee Recruiter

Description

Oil Division

London, United Kingdom

Market Conduct Compliance Officer (Advisory)

Compliance Department

London, UK

Glencore's Market Conduct team is a rapidly developing part of the Compliance organization responsible for an effective framework which manages our risks related to market abuse, insider dealing, financial market regulation and exchange/ venue rule compliance.

This role will act as the senior point of contact for the London Oil and Gas headquarters in administering the market conduct programme and performing advisory work.

The role has a high degree of exposure to senior traders and management within the Oil and Gas department.

This role will form part of the Group Compliance team and will report to the Global Head of Market Conduct.

Key Responsibilities

Support the management and administration of the Market Conduct programme for London Oil and Gas.
Act as an advisory contact for London traders including global heads of desk and the head of oil marketing.

Advisory work includes the following:

Application of Market Conduct Policy, Guidelines and Procedures
Benchmark and Price Reporting Agency engagement
Application of trading venue and exchange rules including block trades, position limits
Communications compliance including analysis of potential inside & confidential information
Suspicious activity
Support the administration of the Senior Manager and Certification Regime for Glencore's FCA regulated entity in support of the SMF 16/17 and other Senior Managers.
Ensure strong documentation of the Market Conduct programme including maintaining documentation libraries and updating training records
Administer onboarding and annual Market Conduct training
Perform annual risk assessments in conjunction with the Surveillance and Monitoring team
Implement regulatory change in conjunction with Glencore's Market Regulatory team.

Edu
cation and Experience Requirements

University / degree level
Experience working in a similar role
Good understanding of the global commodities market conduct framework including key regulations (EMIR, Dodd-Frank, CEA, MIFID, SMCR) and trading venue/ exchange rules (Platts MOC, ICE, NYMEX)
Fluent in English (any additional languages beneficial)

Skill Sets
- is self-motivated, enthusiastic, pro-active and a team player
- has an independent and flexible work attitude and is able to work well under pressure
- can successfully build relationships with a wide range of stakeholders
- has a problem-solving mind-set
- has very good written and verbal communication skills
- advanced computer literacy (primarily MS Office)
- is willing to travel (up to 30%)